ALPETER JAMES A 4
4 · EFC BANCORP INC · Filed Jan 14, 2004
Insider Transaction Report
Form 4
EFC BANCORP INC(EFC)
ALPETER JAMES A
Director
Transactions
- Exercise/Conversion
Non-Statutory Stock Option (right to buy)
2004-01-13−1,000→ 500 totalExercise: $10.38From: 2000-04-20Exp: 2009-04-20→ Common Stock (1,000 underlying) - Exercise/Conversion
Common Stock
2004-01-13$10.38/sh+1,000$10,375→ 11,222 total
Holdings
- 1,000(indirect: By MRP)
Common Stock
- 7,500
Non-Statutory Stock Option (right to buy)
Exercise: $19.59From: 2004-04-15Exp: 2013-04-15→ Common Stock (7,500 underlying)
Footnotes (4)
- [F1]Since the reporting person's last report 1,000 shares previously held through MRP have vested and are now owned directly.
- [F2]Stock Awards granted under the Amended and Restated EFC Bancorp, Inc. Stock-Based Incentive Plan will vest in five equal annual installments commencing on April 20, 2000.
- [F3]Options granted under the 1998 Stock-Based Incentive Plan vest in five equal annual installments commencing on April 20, 2000.
- [F4]Non-Statutory Stock Options granted under the EFC Bancorp, Inc. 2000 Stock Option Plan will vest in five equal annual installments commencing on April 15, 2004.