NEW YORK COMMUNITY BANCORP INC·4

Dec 2, 4:10 PM ET

MANCINO JOSEPH L 4

4 · NEW YORK COMMUNITY BANCORP INC · Filed Dec 2, 2004

Insider Transaction Report

Form 4
Period: 2004-11-30
Transactions
  • Gift

    Common Stock

    2004-09-1633,500216,998 total
  • Other

    Common Stock

    2004-11-12$18.59/sh+8$14953,176 total(indirect: By 401(k))
  • Tax Payment

    Common Stock

    2004-11-30$19.79/sh37,332$738,614221,744 total
  • Sale

    Common Stock

    2004-11-30$19.71/sh28,000$551,930188,998 total
  • Other

    Common Stock

    2004-09-28$20.40/sh+8$16353,152 total(indirect: By 401(k))
  • Other

    Common Stock

    2004-11-30+70,078259,076 total
  • Other

    Common Stock

    2004-11-23$19.44/sh+684$13,29753,860 total(indirect: By 401(k))
  • Other

    Common Stock

    2004-10-14$20.61/sh+8$16553,160 total(indirect: By 401(k))
  • Other

    Common Stock

    2004-09-10$21.83/sh+7$15353,144 total(indirect: By 401(k))
  • Other

    Common Stock

    2004-10-27$18.16/sh+8$14553,168 total(indirect: By 401(k))
Holdings
  • Common Stock

    (indirect: By Spouse)
    99,974
  • Stock Option (right to buy)

    Exercise: $18.40From: 2002-06-26Exp: 2011-06-26Common Stock (424,731 underlying)
    424,731
  • Common Stock

    (indirect: By ESOP)
    44,949
  • Stock Option (right to buy)

    Exercise: $15.00From: 1998-09-02Exp: 2007-09-02Common Stock (470,751 underlying)
    470,751
  • Common Stock

    (indirect: By BRP)
    101,239
  • Stock Option (right to buy)

    Exercise: $21.35From: 2003-06-25Exp: 2012-06-25Common Stock (49,268 underlying)
    49,268
Footnotes (9)
  • [F1]The reporting person sold 28,000 shares to satisfy tax obligations resulting from the exercise of stock options earlier in the year.
  • [F2]Since the reporting person's last report 70,078 shares previously held by Stock Award III have vested and are now owned directly.
  • [F3]The reporting person sold 37,332 shares to satisfy tax obligations resulting from the vesting of 70,078 shares which occurred on November 30, 2004.
  • [F4]This form reflects increases in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
  • [F5]This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
  • [F6]Previously reported in prior reports as NYCB 401(k).
  • [F7]Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan were fully vested and exercisable as of September 2, 2002.
  • [F8]Options granted under the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan, including 5,436 that vest on June 26, 2005; 330,000 that vest in four equal annual installments beginning on June 26, 2002; and 89,295 that vest as follows: 26,399 on June 26, 2002; 20,966 on June 26, 2003; and 20,965 on June 26, 2004 and 2005.
  • [F9]Options granted pursuant to the Roslyn Bancorp, Inc. 2001 Stock-Based Incentive Plan that vest in three equal annual installments beginning on June 25, 2003.

Documents

1 file
  • 4
    man178.xmlPrimary