MANCINO JOSEPH L 4

Accession 0000909654-04-002872

CIK 0000910073other

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 4:10 PM ET

Size

28.6 KB

Accession

0000909654-04-002872

Form 4

Period: 2004-11-30

Director

Transactions

Gift
Common Stock
2004-09-16−33,500→ 216,998 total
Other
Common Stock
2004-11-12$18.59/sh+8$149→ 53,176 total(indirect: By 401(k))
Tax Payment
Common Stock
2004-11-30$19.79/sh−37,332$738,614→ 221,744 total
Sale
Common Stock
2004-11-30$19.71/sh−28,000$551,930→ 188,998 total
Other
Common Stock
2004-09-28$20.40/sh+8$163→ 53,152 total(indirect: By 401(k))
Other
Common Stock
2004-11-30+70,078→ 259,076 total
Other
Common Stock
2004-11-23$19.44/sh+684$13,297→ 53,860 total(indirect: By 401(k))
Other
Common Stock
2004-10-14$20.61/sh+8$165→ 53,160 total(indirect: By 401(k))
Other
Common Stock
2004-09-10$21.83/sh+7$153→ 53,144 total(indirect: By 401(k))
Other
Common Stock
2004-10-27$18.16/sh+8$145→ 53,168 total(indirect: By 401(k))

Holdings

Common Stock
(indirect: By Spouse)
99,974
Stock Option (right to buy)
Exercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (424,731 underlying)
424,731
Common Stock
(indirect: By ESOP)
44,949
Stock Option (right to buy)
Exercise: $15.00From: 1998-09-02Exp: 2007-09-02→ Common Stock (470,751 underlying)
470,751
Common Stock
(indirect: By BRP)
101,239
Stock Option (right to buy)
Exercise: $21.35From: 2003-06-25Exp: 2012-06-25→ Common Stock (49,268 underlying)
49,268

Footnotes (9)

[F1]The reporting person sold 28,000 shares to satisfy tax obligations resulting from the exercise of stock options earlier in the year.
[F2]Since the reporting person's last report 70,078 shares previously held by Stock Award III have vested and are now owned directly.
[F3]The reporting person sold 37,332 shares to satisfy tax obligations resulting from the vesting of 70,078 shares which occurred on November 30, 2004.
[F4]This form reflects increases in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
[F5]This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
[F6]Previously reported in prior reports as NYCB 401(k).
[F7]Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan were fully vested and exercisable as of September 2, 2002.
[F8]Options granted under the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan, including 5,436 that vest on June 26, 2005; 330,000 that vest in four equal annual installments beginning on June 26, 2002; and 89,295 that vest as follows: 26,399 on June 26, 2002; 20,966 on June 26, 2003; and 20,965 on June 26, 2004 and 2005.
[F9]Options granted pursuant to the Roslyn Bancorp, Inc. 2001 Stock-Based Incentive Plan that vest in three equal annual installments beginning on June 25, 2003.

Documents

1 file

NEW YORK COMMUNITY BANCORP INC

CIK 0000910073

Entity typeother