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4//SEC Filing

Naugatuck Valley Financial Corp 4

Accession 0000909654-05-001585

CIK 0001293413operating

Filed

Jul 27, 8:00 PM ET

Accepted

Jul 28, 5:20 PM ET

Size

11.2 KB

Accession

0000909654-05-001585

Insider Transaction Report

Form 4
Period: 2005-07-26
Roman John C
DirectorPresident & CEO
Transactions
  • Award

    Stock Options

    2005-07-26+37,00037,000 total
    Exercise: $11.10From: 2006-07-26Exp: 2015-07-26Common Stock (37,000 underlying)
  • Award

    Common Stock

    2005-07-26+22,00022,000 total(indirect: Stock Award)
Holdings
  • Common Stock

    1,000
  • Common Stock

    (indirect: By daughter)
    70
  • Common Stock

    (indirect: By 401(k))
    4,810
  • Common Stock

    (indirect: By ESOP)
    303
  • Common Stock

    (indirect: By IRA)
    1,000
Footnotes (3)
  • [F1]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
  • [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
  • [F3]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.

Documents

1 file

Issuer

Naugatuck Valley Financial Corp

CIK 0001293413

Entity typeoperating
IncorporatedUnited States

Related Parties

1
  • filerCIK 0001293413

Filing Metadata

Form type
4
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 5:20 PM ET
Size
11.2 KB