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Naugatuck Valley Financial Corp 4

Accession 0000909654-07-001701

CIK 0001293413operating

Filed

Jul 29, 8:00 PM ET

Accepted

Jul 30, 5:45 PM ET

Size

10.0 KB

Accession

0000909654-07-001701

Insider Transaction Report

Form 4
Period: 2007-07-26
Schlesinger Lee R
Vice President & Treasurer
Transactions
  • Tax Payment

    Common Stock

    2007-07-26$11.20/sh300$3,3602,545 total
Holdings
  • Common Stock

    (indirect: By ESOP)
    1,141
  • Stock Options

    Exercise: $11.10From: 2006-07-26Exp: 2015-07-26Common Stock (9,000 underlying)
    9,000
  • Common Stock

    (indirect: By IRA)
    2,000
  • Common Stock

    (indirect: Stock Award)
    3,000
  • Common Stock

    (indirect: By 401(k))
    2,210
Footnotes (4)
  • [F1]Since the reporting person's last report 1,000 shares previously held through Stock Award vested to direct ownership.
  • [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
  • [F3]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
  • [F4]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.

Documents

1 file

Issuer

Naugatuck Valley Financial Corp

CIK 0001293413

Entity typeoperating
IncorporatedUnited States

Related Parties

1
  • filerCIK 0001293413

Filing Metadata

Form type
4
Filed
Jul 29, 8:00 PM ET
Accepted
Jul 30, 5:45 PM ET
Size
10.0 KB