Batista Carlos S 4
4 · Naugatuck Valley Financial Corp · Filed Feb 3, 2009
Insider Transaction Report
Form 4
Batista Carlos S
Director
Transactions
- Purchase
Common Stock
2009-01-30$5.86/sh+100$586→ 5,314 total(indirect: By IRA) - Purchase
Common Stock
2009-01-30$6.00/sh+2,900$17,400→ 5,214 total(indirect: By IRA)
Holdings
- 100(indirect: By Spouse)
Common Stock
- 15,471
Common Stock
- 18,630
Stock Options (right to buy)
Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (18,630 underlying) - 100(indirect: By Spouse)
Common Stock
- 100(indirect: By Spouse)
Common Stock
- 2,981(indirect: By Stock Award)
Common Stock
Footnotes (3)
- [F1]Since the reporting person's last report 1,490 shares previously held through Stock Award vested to direct ownership.
- [F2]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
- [F3]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.