4//SEC Filing
Batista Carlos S 4
Accession 0000909654-09-000102
CIK 0001293413other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 12:58 PM ET
Size
12.0 KB
Accession
0000909654-09-000102
Insider Transaction Report
Form 4
Batista Carlos S
Director
Transactions
- Purchase
Common Stock
2009-01-30$5.86/sh+100$586→ 5,314 total(indirect: By IRA) - Purchase
Common Stock
2009-01-30$6.00/sh+2,900$17,400→ 5,214 total(indirect: By IRA)
Holdings
- 100(indirect: By Spouse)
Common Stock
- 15,471
Common Stock
- 18,630
Stock Options (right to buy)
Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (18,630 underlying) - 100(indirect: By Spouse)
Common Stock
- 100(indirect: By Spouse)
Common Stock
- 2,981(indirect: By Stock Award)
Common Stock
Footnotes (3)
- [F1]Since the reporting person's last report 1,490 shares previously held through Stock Award vested to direct ownership.
- [F2]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
- [F3]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
Documents
Issuer
Naugatuck Valley Financial Corp
CIK 0001293413
Entity typeother
Related Parties
1- filerCIK 0001296132
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 12:58 PM ET
- Size
- 12.0 KB