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Naugatuck Valley Financial Corp·4

Feb 5, 5:00 PM ET

Roman John C 4

4 · Naugatuck Valley Financial Corp · Filed Feb 5, 2009

Insider Transaction Report

Form 4
Period: 2009-02-03
Naugatuck Valley Financial CorpNVSL
Roman John C
DirectorPresident & CEO
Transactions
  • Discretionary Transaction

    Common Stock

    [F1]
    2009-02-03$7.27/sh+688$5,002→ 6,044 total(indirect: By 401(k))
Holdings

  • Common Stock

    [F2]
    13,628

  • Common Stock

    (indirect: By IRA)
    1,000

  • Common Stock

    [F2][F3]
    (indirect: By Stock Award)
    8,800

  • Common Stock

    [F1]
    (indirect: By ESOP)
    3,566

  • Stock Options (right to buy)

    [F4]
    Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (37,000 underlying)
    37,000
Footnotes (4)
  • [F1]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
  • [F2]Since the reporting person's last report 8,800 shares previously held through Stock Award vested to direct ownership.
  • [F3]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
  • [F4]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
Signature
/s/ Roman, John C.|2009-02-05

Documents

1 file
  • 4
    rom97.xmlPrimary