4//SEC Filing
Roman John C 4
Accession 0000909654-09-000124
CIK 0001293413other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 5:00 PM ET
Size
10.0 KB
Accession
0000909654-09-000124
Insider Transaction Report
Form 4
Roman John C
DirectorPresident & CEO
Transactions
- Discretionary Transaction
Common Stock
2009-02-03$7.27/sh+688$5,002→ 6,044 total(indirect: By 401(k))
Holdings
- 13,628
Common Stock
- 1,000(indirect: By IRA)
Common Stock
- 8,800(indirect: By Stock Award)
Common Stock
- 3,566(indirect: By ESOP)
Common Stock
- 37,000
Stock Options (right to buy)
Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (37,000 underlying)
Footnotes (4)
- [F1]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F2]Since the reporting person's last report 8,800 shares previously held through Stock Award vested to direct ownership.
- [F3]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
- [F4]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
Documents
Issuer
Naugatuck Valley Financial Corp
CIK 0001293413
Entity typeother
Related Parties
1- filerCIK 0001296140
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 5:00 PM ET
- Size
- 10.0 KB