4//SEC Filing
Andrea Douglas J 4
Accession 0000909654-09-000708
CIK 0000006494other
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 6:42 PM ET
Size
29.5 KB
Accession
0000909654-09-000708
Insider Transaction Report
Form 4
Andrea Douglas J
DirectorPresident & CEO
Transactions
- Award
Employee Stock Option (right to buy)
2009-07-24+1,000,000→ 1,000,000 totalExercise: $0.11From: 2010-08-01Exp: 2019-07-24→ Common Stock (1,000,000 underlying)
Holdings
- 244,700
Common Stock
- 250,000
Employee Stock Option (right to buy)
Exercise: $0.69From: 2002-01-31Exp: 2012-01-31→ Common Stock (250,000 underlying) - 50,000
Employee Stock Option (right to buy)
Exercise: $5.38From: 2000-08-17Exp: 2009-08-17→ Common Stock (50,000 underlying) - 75,000
Employee Stock Option (right to buy)
Exercise: $6.88From: 2001-04-14Exp: 2010-04-14→ Common Stock (75,000 underlying) - 400,000
Employee Stock Option (right to buy)
Exercise: $0.13From: 2004-12-14Exp: 2014-06-14→ Common Stock (400,000 underlying) - 600,000
Employee Stock Option (right to buy)
Exercise: $0.05From: 2005-11-10Exp: 2015-08-10→ Common Stock (600,000 underlying) - 12,438(indirect: By Spouse)
Common Stock
- 3,876(indirect: By Daughter)
Common Stock
- 1,000,000
Employee Stock Option (right-to-buy)
Exercise: $0.11From: 2008-09-12Exp: 2017-09-12→ Common Stock (1,000,000 underlying) - 1,000,000
Employee Stock Option (right to buy)
Exercise: $0.12From: 2007-08-01Exp: 2016-11-01→ Common Stock (1,000,000 underlying) - 2,000,000
Employee Stock Option (right to buy)
Exercise: $0.04From: 2009-08-08Exp: 2018-08-08→ Common Stock (2,000,000 underlying)
Footnotes (6)
- [F1]Stock Options granted on July 24, 2009 will vest as follows: 33.3% on August 1, 2010, 33.3% on August 1, 2011 and 33.4% on August 1, 2012.
- [F2]Stock Options granted on November 2, 2006 will vest as follows: 33.3% on August 1, 2007, 33.3% on August 1, 2008 and 33.4% on August 1, 2009.
- [F3]Stock Options granted on November 16, 2006 will vest as follows: 333,000 shares on August 1, 2007, 333,000 shares on August 1, 2008 and 334,000 shares on August 1, 2009.
- [F4]Stock Options granted on August 8, 2008 will vest as follows: 33.3% on August 1, 2009, 33.3% on August 1, 2010 and 33.4% on August 1, 2011.
- [F5]Stock Options granted on August 8, 2008 will vest as follows: 33.3% on August 1, 2010, 33.3% on August 1, 2011 and 33.4% on August 1, 2012.
- [F6]Stock Options granted on September 12, 2007 will vest as follows: 33.3% on September 12, 2008, 33.3% on September 12, 2009 and 33.4% on September 12, 2010.
Documents
Issuer
ANDREA ELECTRONICS CORP
CIK 0000006494
Entity typeother
Related Parties
1- filerCIK 0001336287
Filing Metadata
- Form type
- 4
- Filed
- Jul 27, 8:00 PM ET
- Accepted
- Jul 28, 6:42 PM ET
- Size
- 29.5 KB