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4//SEC Filing

SMITH ERIK C 4

Accession 0000909791-03-000063

CIK 0000909791other
View on SEC.govCompany Profile

Filed

Oct 27, 7:00 PM ET

Accepted

Oct 28, 5:13 PM ET

Size

18.0 KB

Accession

0000909791-03-000063

Insider Transaction Report

Form 4
Period: 2003-10-27
ULTRATECH INCUTEK
SMITH ERIK C
Sr. VP - Worldwide Sales
Transactions
  • Sale

    Common Stock

    2003-10-27$29.10/sh−5,300$154,230→ 10,488 total
  • Sale

    Common Stock

    2003-10-27$29.24/sh−900$26,316→ 2,188 total
  • Sale

    Common Stock

    2003-10-27$29.30/sh−1,500$43,950→ 688 total
  • Sale

    Common Stock

    2003-10-27$29.02/sh−440$12,769→ 27,588 total
  • Sale

    Common Stock

    2003-10-27$29.03/sh−800$23,224→ 26,788 total
  • Exercise/Conversion

    Common Stock

    2003-10-27$11.88/sh+16,400$194,750→ 17,088 total
  • Sale

    Common Stock

    2003-10-27$28.91/sh−2,860$82,683→ 28,228 total
  • Exercise/Conversion

    Common Stock

    2003-10-27−16,400→ 3,600 total
    Exercise: $11.88From: 2001-04-18Exp: 2010-04-17→ Common Stock (16,400 underlying)
  • Exercise/Conversion

    Common Stock

    2003-10-27$13.96/sh+14,000$195,440→ 31,088 total
  • Exercise/Conversion

    Common Stock

    2003-10-27−14,000→ 0 total
    Exercise: $13.96From: 2003-01-29Exp: 2012-01-28→ Common Stock (14,000 underlying)
  • Sale

    Common Stock

    2003-10-27$28.96/sh−200$5,792→ 28,028 total
  • Sale

    Common Stock

    2003-10-27$29.05/sh−11,000$319,550→ 15,788 total
  • Sale

    Common Stock

    2003-10-27$29.12/sh−1,200$34,946→ 9,288 total
  • Sale

    Common Stock

    2003-10-27$29.20/sh−5,000$146,000→ 3,088 total
Footnotes (3)
  • [F1]The Option was originally granted for 20,000 shares. The Option shares become exercisable as follows: Twenty-four percent (24%) of the option shares upon completion of twelve (12) months of service measured from grant date, and the balance in a series of thirty-eight (38) successive equal monthly installments upon completion of each additional month of service thereafter.
  • [F2]The Option was acquired from the Issuer in an exempt transaction under Rule 16b-3(d).
  • [F3]The Option was originally granted for 14,000 shares. The Option shares become exercisable as follows: One Hundred percent (100%) of the option shares upon completion of twelve (12) months of service measured from grant date.

Documents

1 file

Issuer

ULTRATECH INC

CIK 0000909791

→
Entity typeother

Related Parties

1
  • filerCIK 0001227981

Filing Metadata

Form type
4
Filed
Oct 27, 7:00 PM ET
Accepted
Oct 28, 5:13 PM ET
Size
18.0 KB
View on SEC.gov