SMITH ERIK C 4
4 · ULTRATECH INC · Filed Oct 28, 2003
Insider Transaction Report
Form 4
ULTRATECH INCUTEK
SMITH ERIK C
Sr. VP - Worldwide Sales
Transactions
- Sale
Common Stock
2003-10-27$29.10/sh−5,300$154,230→ 10,488 total - Sale
Common Stock
2003-10-27$29.24/sh−900$26,316→ 2,188 total - Sale
Common Stock
2003-10-27$29.30/sh−1,500$43,950→ 688 total - Sale
Common Stock
2003-10-27$29.02/sh−440$12,769→ 27,588 total - Sale
Common Stock
2003-10-27$29.03/sh−800$23,224→ 26,788 total - Exercise/Conversion
Common Stock
2003-10-27$11.88/sh+16,400$194,750→ 17,088 total - Sale
Common Stock
2003-10-27$28.91/sh−2,860$82,683→ 28,228 total - Exercise/Conversion
Common Stock
2003-10-27$13.96/sh+14,000$195,440→ 31,088 total - Sale
Common Stock
2003-10-27$28.96/sh−200$5,792→ 28,028 total - Sale
Common Stock
2003-10-27$29.05/sh−11,000$319,550→ 15,788 total - Sale
Common Stock
2003-10-27$29.12/sh−1,200$34,946→ 9,288 total - Sale
Common Stock
2003-10-27$29.20/sh−5,000$146,000→ 3,088 total
Footnotes (3)
- [F1]The Option was originally granted for 20,000 shares. The Option shares become exercisable as follows: Twenty-four percent (24%) of the option shares upon completion of twelve (12) months of service measured from grant date, and the balance in a series of thirty-eight (38) successive equal monthly installments upon completion of each additional month of service thereafter.
- [F2]The Option was acquired from the Issuer in an exempt transaction under Rule 16b-3(d).
- [F3]The Option was originally granted for 14,000 shares. The Option shares become exercisable as follows: One Hundred percent (100%) of the option shares upon completion of twelve (12) months of service measured from grant date.