SMITH ERIK C 4
4 · ULTRATECH INC · Filed Oct 29, 2003
Insider Transaction Report
Form 4
ULTRATECH INCUTEK
SMITH ERIK C
Sr. VP - Worldwide Sales
Transactions
- Exercise/Conversion
Common Stock
2003-10-28$14.25/sh+7,500$106,875→ 8,188 total - Sale
Common Stock
2003-10-28$31.01/sh−1,200$37,212→ 688 total - Sale
Common Stock
2003-10-28$31.00/sh−6,300$195,300→ 1,888 total
Footnotes (2)
- [F1]The Option was originally granted for 30,000 shares. The Option shares become exercisable as follows: Twenty-four percent (24%) of the option shares upon completion of twelve (12) months of service measured from grant date, and the balance in a series of thirty-eight (38) successive equal monthly installments upon completion of each additional month of service thereafter.
- [F2]The Option was acquired from the Issuer in an exempt transaction under Rule 16b-3(d).