Home/Filings/4/0000909791-03-000066
4//SEC Filing

SMITH ERIK C 4

Accession 0000909791-03-000066

CIK 0000909791other

Filed

Oct 28, 7:00 PM ET

Accepted

Oct 29, 3:38 PM ET

Size

7.7 KB

Accession

0000909791-03-000066

Insider Transaction Report

Form 4
Period: 2003-10-28
SMITH ERIK C
Sr. VP - Worldwide Sales
Transactions
  • Exercise/Conversion

    Common Stock

    2003-10-28$14.25/sh+7,500$106,8758,188 total
  • Exercise/Conversion

    Common Stock

    2003-10-287,50022,500 total
    Exercise: $14.25From: 2001-01-25Exp: 2010-01-24Common Stock (7,500 underlying)
  • Sale

    Common Stock

    2003-10-28$31.01/sh1,200$37,212688 total
  • Sale

    Common Stock

    2003-10-28$31.00/sh6,300$195,3001,888 total
Footnotes (2)
  • [F1]The Option was originally granted for 30,000 shares. The Option shares become exercisable as follows: Twenty-four percent (24%) of the option shares upon completion of twelve (12) months of service measured from grant date, and the balance in a series of thirty-eight (38) successive equal monthly installments upon completion of each additional month of service thereafter.
  • [F2]The Option was acquired from the Issuer in an exempt transaction under Rule 16b-3(d).

Issuer

ULTRATECH INC

CIK 0000909791

Entity typeother

Related Parties

1
  • filerCIK 0001227981

Filing Metadata

Form type
4
Filed
Oct 28, 7:00 PM ET
Accepted
Oct 29, 3:38 PM ET
Size
7.7 KB