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4//SEC Filing

SMITH ERIK C 4

Accession 0000909791-03-000074

CIK 0000909791other

Filed

Oct 30, 7:00 PM ET

Accepted

Oct 31, 5:10 PM ET

Size

9.4 KB

Accession

0000909791-03-000074

Insider Transaction Report

Form 4
Period: 2003-10-30
SMITH ERIK C
Sr. VP - Worldwide Sales
Transactions
  • Exercise/Conversion

    Common Stock

    2003-10-307,45815,042 total
    Exercise: $14.25From: 2001-01-25Exp: 2010-01-24Common Stock (7,458 underlying)
  • Sale

    Common Stock

    2003-10-30$31.90/sh1,300$41,470688 total
  • Sale

    Common Stock

    2003-10-30$31.00/sh2,000$62,0006,146 total
  • Sale

    Common Stock

    2003-10-30$31.02/sh3,500$108,5702,646 total
  • Sale

    Common Stock

    2003-10-30$31.20/sh658$20,5301,988 total
  • Exercise/Conversion

    Common Stock

    2003-10-30$14.25/sh+7,458$106,2778,146 total
Footnotes (2)
  • [F1]The Option was originally granted for 30,000 shares. The Option shares become exercisable as follows: Twenty-four percent (24%) of the option shares upon completion of twelve (12) months of service measured from grant date, and the balance in a series of thirty-eight (38) successive equal monthly installments upon completion of each additional month of service thereafter.
  • [F2]The Option was acquired from the Issuer in an exempt transaction under Rule 16b-3(d).

Issuer

ULTRATECH INC

CIK 0000909791

Entity typeother

Related Parties

1
  • filerCIK 0001227981

Filing Metadata

Form type
4
Filed
Oct 30, 7:00 PM ET
Accepted
Oct 31, 5:10 PM ET
Size
9.4 KB