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4//SEC Filing

SMITH ERIK C 4

Accession 0000909791-03-000077

CIK 0000909791other

Filed

Nov 2, 7:00 PM ET

Accepted

Nov 3, 6:43 PM ET

Size

12.4 KB

Accession

0000909791-03-000077

Insider Transaction Report

Form 4
Period: 2003-10-31
SMITH ERIK C
Sr. VP - Worldwide Sales
Transactions
  • Sale

    Common Stock

    2003-10-31$31.53/sh1,000$31,5306,130 total
  • Sale

    Common Stock

    2003-10-31$31.66/sh3,000$94,9913,130 total
  • Sale

    Common Stock

    2003-10-31$31.50/sh1,320$41,5807,130 total
  • Sale

    Common Stock

    2003-10-31$31.73/sh2,442$77,489688 total
  • Exercise/Conversion

    Common Stock

    2003-10-31$14.25/sh+7,762$110,6098,450 total
  • Exercise/Conversion

    Common Stock

    2003-10-317,7627,280 total
    Exercise: $14.25From: 2001-01-25Exp: 2010-01-24Common Stock (7,762 underlying)
Footnotes (2)
  • [F1]The Option was originally granted for 30,000 shares. The Option shares become exercisable as follows: Twenty-four percent (24%) of the option shares upon completion of twelve (12) months of service measured from grant date, and the balance in a series of thirty-eight (38) successive equal monthly installments upon completion of each additional month of service thereafter.
  • [F2]The Option was acquired from the Issuer in an exempt transaction under Rule 16b-3(d).

Issuer

ULTRATECH INC

CIK 0000909791

Entity typeother

Related Parties

1
  • filerCIK 0001227981

Filing Metadata

Form type
4
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 6:43 PM ET
Size
12.4 KB