SMITH ERIK C 4
4 · ULTRATECH INC · Filed Nov 3, 2003
Insider Transaction Report
Form 4
ULTRATECH INCUTEK
SMITH ERIK C
Sr. VP - Worldwide Sales
Transactions
- Sale
Common Stock
2003-10-31$31.53/sh−1,000$31,530→ 6,130 total - Sale
Common Stock
2003-10-31$31.66/sh−3,000$94,991→ 3,130 total - Sale
Common Stock
2003-10-31$31.50/sh−1,320$41,580→ 7,130 total - Sale
Common Stock
2003-10-31$31.73/sh−2,442$77,489→ 688 total - Exercise/Conversion
Common Stock
2003-10-31$14.25/sh+7,762$110,609→ 8,450 total
Footnotes (2)
- [F1]The Option was originally granted for 30,000 shares. The Option shares become exercisable as follows: Twenty-four percent (24%) of the option shares upon completion of twelve (12) months of service measured from grant date, and the balance in a series of thirty-eight (38) successive equal monthly installments upon completion of each additional month of service thereafter.
- [F2]The Option was acquired from the Issuer in an exempt transaction under Rule 16b-3(d).