SMITH ERIK C 4
4 · ULTRATECH INC · Filed Nov 4, 2003
Insider Transaction Report
Form 4
ULTRATECH INCUTEK
SMITH ERIK C
Sr. VP - Worldwide Sales
Transactions
- Sale
Common Stock
2003-11-03$31.93/sh−3,680$117,502→ 688 total - Exercise/Conversion
Common Stock
2003-11-03$14.25/sh+3,680$52,440→ 4,368 total - Exercise/Conversion
Common Stock
2003-10-31−3,680→ 3,600 totalExercise: $14.25From: 2001-01-25Exp: 2010-01-24→ Common Stock (3,680 underlying)
Footnotes (2)
- [F1]The Option was originally granted for 30,000 shares. The Option shares become exercisable as follows: Twenty-four percent (24%) of the option shares upon completion of twelve (12) months of service measured from grant date, and the balance in a series of thirty-eight (38) successive equal monthly installments upon completion of each additional month of service thereafter.
- [F2]The Option was acquired from the Issuer in an exempt transaction under Rule 16b-3(d).