4//SEC Filing
NEWMAN EDWARD G 4
Accession 0000910680-04-000965
CIK 0001013148other
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 5:16 PM ET
Size
41.6 KB
Accession
0000910680-04-000965
Insider Transaction Report
Form 4
XYBERNAUT CORPXYBR
NEWMAN EDWARD G
DirectorCEO and Chairman
Transactions
- Sale
Common Stock, $.01 par value
2004-08-30$1.19/sh−5,000$5,950→ 1,013,750 total(indirect: See Footnotes) - Sale
Common Stock, $.01 par value
2004-08-31$1.19/sh−15,000$17,850→ 963,750 total(indirect: See Footnotes) - Award
Options to Purchase Common Stock, $.01 par value per share
2000-05-10+500→ 500 total(indirect: See Footnote)Exercise: $8.94Exp: 2010-05-10→ Common Stock (500 underlying) - Sale
Common Stock, $.01 par value
2004-08-31$1.23/sh−3,000$3,690→ 935,750 total(indirect: See Footnotes) - Sale
Common Stock, $.01 par value
2004-08-30$1.18/sh−30,000$35,400→ 983,750 total(indirect: See Footnotes) - Sale
Common Stock, $.01 par value
2004-08-31$1.20/sh−600$720→ 949,450 total(indirect: See Footnotes) - Award
Options to Purchase Common Stock, $.01 par value per share
2002-02-21+500→ 500 total(indirect: See Footnote)Exercise: $1.92Exp: 2012-02-21→ Common Stock (500 underlying) - Award
Options to Purchase Common Stock, $.01 par value per share
2004-06-24+500→ 500 total(indirect: See Footnote)Exercise: $1.65Exp: 2014-06-24→ Common Stock (500 underlying) - Sale
Common Stock, $.01 par value
2004-08-30$1.20/sh−10,000$12,000→ 1,018,750 total(indirect: See Footnotes) - Sale
Common Stock, $.01 par value
2004-08-31$1.18/sh−5,000$5,900→ 978,750 total(indirect: See Footnotes) - Sale
Common Stock, $.01 par value
2004-08-31$1.20/sh−13,700$16,440→ 950,050 total(indirect: See Footnotes) - Sale
Common Stock, $.01 par value
2004-09-01$1.19/sh−5,000$5,951→ 0 total(indirect: See Footnote) - Award
Options to Purchase Common Stock, $.01 par value per share
2002-10-25+5,000→ 5,000 total(indirect: See Footnote)Exercise: $0.24Exp: 2012-10-25→ Common Stock (5,000 underlying) - Sale
Common Stock, $.01 par value
2004-08-31$1.21/sh−5,700$6,897→ 943,750 total(indirect: See Footnotes) - Exercise/Conversion
Common Stock, $.01 par value
2004-09-01$0.24/sh+5,000$1,200→ 5,000 total(indirect: See Footnote) - Exercise/Conversion
Options to Purchase Common Stock, $.01 par value per share
2004-09-01$0.24/sh−5,000$1,200→ 0 total(indirect: See Footnote)Exercise: $0.24Exp: 2012-10-25→ Common Stock (5,000 underlying)
Holdings
- 903,245
Common Stock, $.01 par value
- 300,000
Options to Purchase Common Stock, $.01 par value per share
Exercise: $0.58Exp: 2013-04-29→ Common Stock (300,000 underlying) - 50,000
Options to Purchase Common Stock, $.01 par value per share
Exercise: $1.58From: 2004-12-10Exp: 2013-12-11→ Common Stock (50,000 underlying)
Footnotes (14)
- [F1]Includes 1,765 shares owned as joint tenants between the Reporting Person and his wife.
- [F10]Consists of options to purchase shares of common stock owned by the Reporting Person's son, who is an employee of the Company.
- [F11]200 currently exercisable, vests as to 100 shares on each of February 21, 2005, 2006 and 2007.
- [F12]Immediately exercisable.
- [F13]Transacted by the reporting person's son, who is an employee of the Company.
- [F14]Consists of shares owned by the Reporting Person's son, who is an employee of the Company.
- [F2]Sold by the Reporting Person's wife. The Reporting Person disclaims beneficial ownership of all securities owned by his wife and this report shall not be deemed an admission that the Reporting Person was the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F3]Includes 200,000 shares owned by an irrevocable trust established by the Reporting Person for the benefit of his children. The Reporting Person disclaims beneficial ownership of all securities owned by his children and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F4]Includes shares owned by the Reporting Person's wife. The Reporting Person's wife owned 761,950 shares prior to the transactions listed in this Form 4, which number of shares was reduced by the listed transactions. The Reporting Person's wife currently owns 668,950 shares. The Reporting Person disclaims beneficial ownership of all securities owned by his wife and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F5]Includes 9,000 shares owned by an irrevocable trust established by Dr. Steven A. Newman for which the Reporting Person is trustee.
- [F6]Includes 28,900 shares beneficially owned by an irrevocable trust established by the Reporting Person for the benefit of his sister. The Reporting Person disclaims beneficial ownership of all securities owned by his sister and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F7]Includes 28,900 shares beneficially owned by an irrevocable trust established by the Reporting Person for the benefit of his mother. The Reporting Person disclaims beneficial ownership of all securities owned by his mother and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F8]150,000 share are currently exercisable, vests as to 150,000 shares on December 31, 2004.
- [F9]400 currently exercisable, vests as to 100 shares on May 10, 2005.
Documents
Issuer
XYBERNAUT CORP
CIK 0001013148
Entity typeother
Related Parties
1- filerCIK 0001055255
Filing Metadata
- Form type
- 4
- Filed
- Aug 31, 8:00 PM ET
- Accepted
- Sep 1, 5:16 PM ET
- Size
- 41.6 KB