4//SEC Filing
CASELLA JOHN W 4
Accession 0000911177-24-000043
CIK 0000911177other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 4:17 PM ET
Size
13.8 KB
Accession
0000911177-24-000043
Insider Transaction Report
Form 4
CASELLA JOHN W
DirectorChief Executive Officer
Transactions
- Sale
Class A Common Stock
2024-03-14$94.15/sh−951$89,537→ 34,238 total - Award
Class A Common Stock
2024-03-12+5,060→ 36,862 total - Sale
Class A Common Stock
2024-03-13$94.13/sh−1,673$157,479→ 35,189 total
Holdings
- 137,000(indirect: by SLAT 2)
Class B Common Stock
- 134,000(indirect: By SLAT)
Class B Common Stock
- 694(indirect: By Spouse)
Class A Common Stock
- 166,000
Class B Common Stock
- 57,100(indirect: By Spouse)
Class B Common Stock
Footnotes (8)
- [F1]Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal annual installments beginning on March 12, 2025.
- [F2]Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on May 12, 2022 and August 22, 2023 and does not represent a discretionary sale by the reporting person.
- [F3]Represents the weighted average sales price for shares sold in multiple transactions, ranging from $94.09 to $94.33. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- [F4]Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 23, 2021 and does not represent a discretionary sale by the reporting person.
- [F5]Represents the weighted average sales price for shares sold in multiple transactions, ranging from $93.79 to $94.17. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- [F6]Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
- [F7]Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella ("SLAT 2"). Mr. Casella is the trustee of the SLAT 2.
- [F8]Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella's spouse ("SLAT"). Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
Documents
Issuer
CASELLA WASTE SYSTEMS INC
CIK 0000911177
Entity typeother
Related Parties
1- filerCIK 0001055352
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 4:17 PM ET
- Size
- 13.8 KB