4//SEC Filing
RITA MEDICAL SYSTEMS INC 4
Accession 0000911420-05-000247
CIK 0001056421operating
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 4:17 PM ET
Size
9.2 KB
Accession
0000911420-05-000247
Insider Transaction Report
Form 4
FALK MICHAEL
10% Owner
Transactions
- Sale
Common Stock, par value $.001 per share
2005-06-09$2.82/sh−2,733$7,707→ 4,105,022 total(indirect: See footnotes)
COMVEST VENTURE PARTNERS LP
10% Owner
Transactions
- Sale
Common Stock, par value $.001 per share
2005-06-09$2.82/sh−2,733$7,707→ 4,105,022 total(indirect: See footnotes)
Footnotes (6)
- [F1]On the date hereof, the Reporting Person has a direct beneficial ownership interest in 168,146 shares of common stock, par value $.001 per share ("Common Stock") of Rita Medical Systems, Inc. [RITA].
- [F2]On the date hereof, the Reporting Person has an indirect beneficial ownership interest in 22,120 shares of Common stock, which are directly beneficially owned by the Mikaela Falk Trust, which the Reporting Person may be deemed to beneficially own by virtue of the fact that the Reporting Person's wife, Annie Falk, is Trustee of the Mikaela Falk Trust. The Reporting Person disclaims beneficial ownership with respect to these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose.
- [F3]On the date hereof, the Reporting Person has an indirect beneficial ownership interest in 22,120 shares of Common Stock, which are directly beneficially owned by the Gianna Falk Trust, which the Reporting Person may be deemed to beneficially own by virtue of the fact that the Reporting Person's wife, Annie Falk, is Trustee of the Gianna Falk Trust. The Reporting Person disclaims beneficial ownership with respect to these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose.
- [F4]On the date hereof, the Reporting Person has an indirect beneficial ownership interest in 3,833,590 shares of Common Stock, which are directly beneficially owned by ComVest Venture Partners, L.P. ("ComVest"), which the Reporting Person may be deemed to beneficially own by virtue of the fact that the Reporting Person is the Chairman and principal member of CAGH (the sole member of ComVest Management LLC, the general partner of ComVest).
- [F5]On the date hereof, the Reporting Person has an indirect beneficial ownership interest in 59,046 shares of Common Stock, which are directly beneficially owned by Commonwealth Associates Group Holdings, LLC ("CAGH"), which the Reporting Person may be deemed to beneficially own by virtue of the fact that the Reporting Person is the Chairman and principal member of CAGH.
- [F6]The sale of 2,733 shares of Common Stock reported herein was made by Commonwealth Associates, L.P. ("Commonwealth"), which the reporting person has an indirect beneficial ownership interest in. As a result of the sale, Commonwealth no longer has a direct beneficial ownership interest in any shares of Common Stock.
Documents
Issuer
RITA MEDICAL SYSTEMS INC
CIK 0001056421
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001056421
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 4:17 PM ET
- Size
- 9.2 KB