RAAB SIMON 4

4 · FARO TECHNOLOGIES INC · Filed Mar 19, 2018

Form 4

Period: 2018-03-15

Director

Transactions

Exercise/Conversion
Common Stock
2018-03-15$29.98/sh+14,132$423,677→ 38,478 total
Exercise/Conversion
Employee Stock Option (right to buy)
2018-03-15−14,132→ 45,868 total
Exercise: $29.98Exp: 2022-12-04→ Common Stock (14,132 underlying)
Exercise/Conversion
Common Stock
2018-03-16$29.98/sh+3,269$98,005→ 32,247 total
Sale
Common Stock
2018-03-15$59.99/sh−9,500$569,877→ 28,978 total
Sale
Common Stock
2018-03-16$59.71/sh−2,200$131,355→ 30,047 total
Exercise/Conversion
Employee Stock Option (right to buy)
2018-03-16−3,269→ 42,599 total
Exercise: $29.98Exp: 2022-12-04→ Common Stock (3,269 underlying)

Holdings

Footnotes (4)

[F1]Sale of shares to cover the exercise price of, and to satisfy the estimated tax withholding obligations resulting from, the exercise of the underlying stock option.
[F2]Represents shares held by Xenon Research, Inc., a corporation in which the reporting person has investment control over the shares of the issuer owned by such corporation. The reporting person and his wife, Diana Raab, own all of the outstanding shares of Xenon Research, Inc.
[F3]Represents shares held by a revocable trust of which the reporting person is settlor and trustee.
[F4]30,000 options vested on each of December 4, 2016 and December 4, 2017.

Documents

1 file