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4//SEC Filing

RAAB SIMON 4

Accession 0000911916-18-000174

CIK 0000917491other
View on SEC.govCompany Profile

Filed

Sep 26, 8:00 PM ET

Accepted

Sep 27, 4:32 PM ET

Size

16.0 KB

Accession

0000911916-18-000174

Insider Transaction Report

Form 4
Period: 2018-09-25
FARO TECHNOLOGIES INCFARO
RAAB SIMON
Director
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2018-09-26−200→ 38,608 total
    Exercise: $29.98Exp: 2022-12-04→ Common Stock (200 underlying)
  • Exercise/Conversion

    Common Stock

    2018-09-26$29.98/sh+200$5,996→ 30,247 total
  • Sale

    Common Stock

    2018-09-26$65.05/sh−200$13,010→ 30,047 total
  • Exercise/Conversion

    Common Stock

    2018-09-25$29.98/sh+980$29,380→ 31,027 total
  • Sale

    Common Stock

    2018-09-25$65.54/sh−980$64,234→ 30,047 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2018-09-25−980→ 38,808 total
    Exercise: $29.98Exp: 2022-12-04→ Common Stock (980 underlying)
Holdings

  • Common Stock

    (indirect: See footnote)
    80,000

  • Common Stock

    (indirect: See footnote)
    44,315
Footnotes (5)
  • [F1]Securities acquired or sold pursuant to a written plan intended to comply with Rule 10b5-1(c)(1) adopted by Mr. Raab on August 13, 2018.
  • [F2]Represents the sale of 980 shares in multiple transactions ranging in price from $65.10 to $65.70 per share, resulting in a weighted average sale price of $65.5447. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
  • [F3]Represents shares held by Xenon Research, Inc., a corporation in which the reporting person has investment control over the shares of the issuer owned by such corporation. The reporting person and his wife, Diana Raab, own all of the outstanding shares of Xenon Research, Inc.
  • [F4]Represents shares held by a revocable trust of which the reporting person is settlor and trustee.
  • [F5]30,000 options vested on each of December 4, 2016 and December 4, 2017.

Documents

1 file

Issuer

FARO TECHNOLOGIES INC

CIK 0000917491

→
Entity typeother
IncorporatedFL

Related Parties

1
  • filerCIK 0001061096

Filing Metadata

Form type
4
Filed
Sep 26, 8:00 PM ET
Accepted
Sep 27, 4:32 PM ET
Size
16.0 KB
View on SEC.gov