|4Jul 2, 11:43 AM ET

VERU DENNISON T 4

4 · Brickell Biotech, Inc. · Filed Jul 2, 2020

Insider Transaction Report

Form 4
Period: 2020-06-30
Transactions
  • Exercise/Conversion

    Common Stock

    2020-06-30+787958,813 total(indirect: By Self due to Control over the Entity that holds Shares)
  • Exercise/Conversion

    Restricted Stock Units

    2020-06-307871,575 total(indirect: By self due to Control over the Entity that holds RSUs)
    Common Stock (787 underlying)
Holdings
  • Common Stock

    26,872
Footnotes (3)
  • [F1]Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.
  • [F2]These RSUs were granted on February 14, 2020 and vest in installments through August 31, 2020.
  • [F3]The reporting person filed a Form 4 on June 5, 2020 which reported, among other transactions, the vesting on various dates of portions of a grant of RSUs made on February 14, 2020. Column 9 of Table II of that Form 4 incorrectly reported the number of unvested RSUs remaining from that grant following each such vesting. The number reported in this Column 9 of Table II of this Form 4 represents the correct number of unvested RSUs remaining from the February 14, 2020 grant following the vestings that were reported on the Form 4 filed on June 5, 2020, as well as the vesting that occurred on June 30, 2020 as reported on this Form 4.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT