13F-HR 1 a2070125z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pegasus Investments, Inc. ------------------------------- Address: 141 Portland St. ------------------------------- Suite #300 ------------------------------- Boston MA 02114 ------------------------------- Form 13F File Number: 28- --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: BRIAN M.O. KOPPERL ------------------------------- Title: MANAGING DIRECTOR ------------------------------- Phone: (617) 367-8500 ------------------------------- Signature, Place, and Date of Signing: /s/ Brian Kopperl Boston, MA 2/8/02 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------- ------------------------------------ [Repeat as necessary.]

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHRS OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ~~AMERICAN~~ELAN BKPLC ~~CONN~~RT ~~WATERBURY~~G29539148 385 2893733 SH SOLE 2893733 AT&T CORP COM ~~24327108~~001957109 ~~3371~~3265 ~~109800~~180000 SH SOLE ~~109800~~180000 AMERICAN ~~INTL~~BK ~~GROUP~~CONN ~~INC~~WATERBURY COM ~~26874107~~024327108 ~~914~~4860 ~~11720~~155758 SH SOLE ~~11720~~155758 ~~ANCHOR~~AQUILA ~~GAMING~~INC ~~COM~~DEL ~~33037102~~CL ~~7632~~A ~~183900~~03840J106 7620 445600 SH SOLE ~~183900~~445600 ~~AT&T~~AVIRON ~~CORP~~ COM ~~1957109~~053762100 ~~5651~~6372 ~~292800~~122500 SH SOLE ~~292800~~122500 BANK PLUS CORP COM ~~64446107~~064446107 ~~1749~~2436 ~~255400~~335557 SH SOLE ~~255400~~335557 BANK UTD CORP LITIGATN CONT TR RT CONTINGENT RT065416117 ~~65416117~~20 54 201473 SH SOLE 201473 BARD C R INC COM ~~67383109~~067383109 ~~7645~~10139 ~~148700~~157200 SH SOLE ~~148700~~157200 CBE ~~JAN~~Jan 5540 OPT 2166699M5 ~~1058~~467 ~~750~~915 PUT SOLE ~~750~~915 CENTURYTEL INC COM 156700106 ~~3350~~2034 ~~100000~~62000 SH SOLE ~~100000~~62000 ~~C-MAC~~CTL ~~INDS~~Jan ~~INC~~35 ~~COM~~OPT ~~125920108~~1567009M0 ~~12305~~140 ~~618000~~620 SHPUT SOLE ~~618000~~620 ~~COMPAQ COMPUTER CORP COM 204493100 7895 950000 SH SOLE 950000 CONECTIV INC COM 206829103 10916 464500 SH SOLE 464500 COOPER INDS INC COM 216669101 3110 75000 SH SOLE 75000~~ CPQ ~~APR~~Apr 7.5 OPT 2K199W9P1 ~~330~~120 ~~3000~~2185 PUT SOLE ~~3000~~2185 ~~CTL~~CONECTIV ~~JAN 35 OPT 1567009M0 450 1000 PUT SOLE 1000 DEAN FOODS CO COM 242361103 12885 278600 SH SOLE 278600 DEUTSCHE TELEKOM AG ADR 251566105 830 53537 SH SOLE 53537 DIME BANCORP~~ INC ~~NEW~~ COM ~~25429Q102~~206829103 ~~15233~~9372 ~~387400~~382700 SH SOLE ~~387400~~382700 DTCOC ~~OCT~~Apr 2025 OPT ~~2515669V9~~2082519D2 ~~249~~234 ~~530 PUT SOLE 530 DURAMED PHARMACEUTICALS INC COM 266354109 9253 457168 SH SOLE 457168 ELAN PLC RT G29539148 380 2923733 SH SOLE 2923733 FCH DEC 15 OPT 31430F9L7 42~~ 600 CALL SOLE 600 ~~FIFTH~~COOPER ~~THIRD~~INDS ~~BANCORP COM 316773100 2721 44265 SH SOLE 44265 GALILEO INTERNATIONAL~~ INC COM ~~363547100~~216669101 ~~10667~~3143 ~~510400~~90000 SH SOLE ~~510400~~90000 ~~GPU~~DAL-TILE ~~INC COM 36225X100 30395 753100 SH SOLE 753100 HELLER FINANCIAL INC COM 423328103 14628 277200 SH SOLE 277200 HON DEC 32.5 OPT 4385169X6 1490 2160 PUT SOLE 2160 HONEYWELL~~ INTL INC COM ~~438516106~~23426R108 ~~6098~~2792 ~~230978~~120100 SH SOLE ~~230978~~120100 ~~HOTJOBS~~DIME ~~COM~~BANCORP INC ~~COM~~NEW ~~441474103 5183 868200 SH SOLE 868200 IBP NOV 12.5 OPT 4492239W8 24 940 PUT SOLE 940 IBP NOV 15 OPT 4492239W8 20 1000 PUT SOLE 1000 ILLUMINET HLDGS INC~~ COM ~~452334105~~25429Q102 ~~5700~~9994 ~~148758~~277000 SH SOLE ~~148758~~277000 ~~LOUIS~~IMMUNEX ~~DREYFUS NAT GAS~~ CORP ~~COM~~NEW ~~546011107 9993 256900 SH SOLE 256900 MAXTOR CORP~~ COM ~~577729205~~452528102 ~~287~~2771 ~~80299~~100000 SH SOLE ~~80299~~100000 ~~MERISTAR~~MID ~~HOSPITALITY~~AMER ~~CORP~~BANCORP COM ~~58984Y103~~595915109 ~~10402~~3932 ~~986000~~118800 SH SOLE ~~986000~~118800 ~~MICROSOFT~~MILLENNIUM ~~CORP~~PHARMACEUTICALS COM ~~594918104~~599902103 ~~878~~2419 ~~17162~~98700 SH SOLE ~~17162~~98700 MITCHELL ENERGY & DEV CORP ~~COM~~CL A 606592202 ~~14846~~6172 ~~296200~~115790 SH SOLE ~~296200~~115790 NIAGARA MOHAWK HLDGS INC COM 653520106 ~~13747~~2640 ~~810100~~148900 SH SOLE ~~810100~~148900 ~~NNS~~ORION ~~NOV~~PWR 60HLDGS ~~OPT~~INC ~~6522289W9~~COM 30686286105 ~~250~~5322 ~~PUT~~203921 ~~SOLE~~SH ~~250 NNS NOV 65 OPT 6522289W9 21 100 PUT~~ SOLE ~~100~~203921 ~~ORION~~PRI ~~PWR~~AUTOMATION ~~HLDGS~~ INC COM ~~686286105~~69357H106 ~~3585~~2998 ~~140600~~146600 SH SOLE ~~140600~~146600 ~~PACKARD~~PETROLEUM ~~BIOSCIENCE~~GEO-SVCS ~~INC~~A/S ~~COM~~SPONSORED ~~695172205~~ADR ~~3802~~716597109 ~~480700~~3900 490000 SH SOLE ~~480700~~490000 ~~PEP~~RAL ~~OCT~~Jan 9027.5 OPT ~~7474029V9~~7512779M8 9 ~~900~~1800 PUT SOLE ~~900~~1800 R G S ENERGY GROUP INC COM 74956K104 ~~14656~~6306 ~~378700~~167700 SH SOLE ~~378700~~167700 ~~SCI~~RIGHTCHOICE ~~SYS~~MANAGED ~~INC~~CARE DE COM ~~783890106~~76657T102 ~~13499~~4472 ~~749951~~63900 SH SOLE ~~749951~~63900 ~~SMITH~~SECURITY ~~CHARLES~~CAP EGROUP ~~RESDNTL~~INC ~~RLTY~~CL ~~COM~~B ~~832197107~~81413P204 ~~17685~~3806 ~~343400~~150000 SH SOLE ~~343400~~150000 ~~SOUTHSIDE~~SYNOPSYS ~~BANCSHARES~~INC ~~CORP~~ COM ~~844700104~~871607107 ~~217~~4017 ~~14400~~68000 SH SOLE ~~14400~~68000 ~~SUIZA FOODS CORP COM 865077101 3872 61330 SH SOLE 61330~~ T ~~JAN~~Jan 203 OPT ~~OC999W9MO~~03018D9M9 ~~399~~609 ~~2100~~1790 PUT SOLE ~~2100~~1790 ~~TEXACO~~TELECORP PCS INC ~~COM~~NEW ~~881694103~~CL ~~29258~~A ~~450127~~879300101 SH4365 ~~SOLE~~350000 ~~450127~~SH ~~TSN OCT 7.5 OPT 9024949V7 16 640 PUT~~ SOLE ~~640~~350000 ULTRAMAR DIAMOND SHAMROCK ~~CORP~~C COM 904000106 ~~16935~~1604 ~~353250~~32418 SH SOLE ~~353250~~32418 ~~WESTVACO~~VERITAS ~~CORP~~DGC INC COM ~~961548104~~92343P107 ~~3261~~11100 ~~126900~~600000 SH SOLE ~~126900~~600000 WILLAMETTE INDS INC COM 969133107 ~~3704~~5630 ~~82321~~108900 SH SOLE ~~82321 WISCONSIN CENT TRANSN CORP COM 976592105 14854 869700 SH SOLE 869700~~108900

Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 35 -------------------- Form 13F Information Table Value Total: 135,465 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- ------ ----------------- --------------------------------- [Repeat as necessary.]

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