3/A//SEC Filing
PIVOTAL CORP 3/A
Accession 0000912282-04-000064
CIK 0001086329operating
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 4:14 PM ET
Size
7.4 KB
Accession
0000912282-04-000064
Insider Transaction Report
Form 3/AAmended
PIVOTAL CORPPVTL
LOCHHEAD CHRISTOPHER
Director
Holdings
- 7,000
Common Shares
Stock Option (right to buy)
Exercise: $4.15From: 2003-01-01Exp: 2011-11-26→ Common Shares (40,000 underlying)
Footnotes (2)
- [F1]Vested as to 10,000 shares on January 1, 2003. Remainder vested as to 5,000 shares on May 26, 2003 and vests as to 5,000 shares on each of November 26, 2003, May 26, 2004, November 26, 2004, May 26, 2005 and November 26, 2005.
- [F2]The reporting person previously filed a Form 3, voluntarily reporting the reporting person's holdings, followed by a Form 3/A, which stated that the Company was a "foreign private issuer", that the Form 3 had been filed in error, and that no further Section 16 filings would be made. The Company has since determined that it ceased to be a "foreign private issuer" as of January 1, 2003. As a result of this loss of status, the reporting person became subject to the provisions of Section 16. This Form 3/A is being filed to report the reporting person's holdings as of January 1, 2003. On September 30, 2003, the reporting person ceased to be a director of the Company and the Company regained its status as a "foreign private issuer". Accordingly, the reporting person is no longer subject to the provisions of Section 16. The reporting person did not engage in any reportable transactions between January 1, 2003 and September 30, 2003.
Documents
Issuer
PIVOTAL CORP
CIK 0001086329
Entity typeoperating
Related Parties
1- filerCIK 0001086329
Filing Metadata
- Form type
- 3/A
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 4:14 PM ET
- Size
- 7.4 KB