|4Jun 14, 12:06 PM ET

Evans Daron 4

4 · Rezolute, Inc. · Filed Jun 14, 2024

Insider Transaction Report

Form 4
Period: 2024-06-14
Transactions
  • Purchase

    Common Shares

    2024-06-14$4.04/sh+40,000$161,56840,000 total(indirect: By LLC)
Holdings
  • Common Shares

    (indirect: By Children)
    13,000
  • Common Shares

    (indirect: By Children)
    4,500
  • Common Shares

    (indirect: By Spouse)
    20,000
  • Common Shares

    (indirect: By Children)
    4,500
  • Common Shares

    121,351
Footnotes (2)
  • [F1]The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.85 to $4.25, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  • [F2]PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    form4.xmlPrimary