|4Feb 19, 9:29 PM ET

Evans Daron 4

4 · Rezolute, Inc. · Filed Feb 19, 2025

Insider Transaction Report

Form 4
Period: 2025-02-16
Transactions
  • Award

    Common Shares

    2025-02-16+77,000227,900 total
  • Award

    Employee Stock Option (Right to Buy)

    2025-02-16+45,00045,000 total
    Exercise: $4.61Exp: 2035-02-16Common Shares (45,000 underlying)
Holdings
  • Common Shares

    (indirect: By LLC)
    40,000
  • Common Shares

    (indirect: By Spouse)
    20,000
  • Common Shares

    (indirect: By Children)
    13,000
  • Common Shares

    (indirect: By Children)
    4,500
  • Common Shares

    (indirect: By Children)
    4,500
Footnotes (3)
  • [F1]Represents grant of restricted stock units which vest as follows: 1/3 on March 1, 2026; 1/3 on March 1, 2027; and 1/3 on March 1, 2028.
  • [F2]PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F3]The options vest as follows: 1/36th monthly beginning on March 16, 2025.

Documents

1 file
  • 4
    form4.xmlPrimary