ROBERTS BRIAN KENNETH 4
4 · Rezolute, Inc. · Filed Mar 4, 2026
Insider Transaction Report
Form 4
Rezolute, Inc.RZLT
ROBERTS BRIAN KENNETH
Chief Medical Officer
Transactions
- Tax Payment
Common Shares
[F1][F2]2026-03-02$2.99/sh−11,439$34,203→ 296,913 total
Holdings
- 15,500(indirect: By IRA)
Common Shares
Footnotes (2)
- [F1]The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
- [F2]The sale price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.98 to $3.07 inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Signature
/s/ Brian Kenneth Roberts|2026-03-04