Home/Filings/4/0000912833-17-000005
4//SEC Filing

WEST MARINE INC 4

Accession 0000912833-17-000005

CIK 0000912833operating

Filed

Mar 5, 7:00 PM ET

Accepted

Mar 6, 6:28 PM ET

Size

14.2 KB

Accession

0000912833-17-000005

Insider Transaction Report

Form 4
Period: 2017-03-02
Hyde Matthew L
DirectorChief Executive Officer
Transactions
  • Tax Payment

    Common Stock

    2017-03-02$9.10/sh3,402$30,958140,096 total
  • Award

    Common Stock

    2017-03-02$9.10/sh+3,062$27,864143,498 total
  • Tax Payment

    Common Stock

    2017-03-02$9.10/sh1,160$10,556138,936 total
  • Tax Payment

    Common Stock

    2017-03-03$9.12/sh3,035$27,679135,901 total
Footnotes (6)
  • [F1]Performance-based restricted stock units ("PVUs") awarded on March 2, 2015 were subject to the achievement of a certain pre-established metric over the one-year performance period ending at the end of fiscal 2015. The Compensation and Leadership Development Committee of the Issuer's Board of Directors certified the performance metric and determined the number of PVUs that were earned. The PVUs vest over a three-year period, with 33% which vested on the first anniversary of the grant date, another 33% vested on the second anniversary of the grant date, and 34% vesting on the third anniversary of the grant date, in each case subject to the continued employment with the Issuer. Upon vesting, each PVU has the same terms as the time-vested restricted stock unit ("RSU"), as described and included in footnote 2, except that the initial RSU vesting of 33% occurs upon initial vesting of the PVU.
  • [F2]Includes 52,762 unvested RSUs. RSUs represent the right to receive one share of common stock for each RSU upon vesting. RSUs vest over a three-year period, with 33% vesting on the first anniversary of the grant date, another 33% vesting on the second anniversary of the grant date, and 34% vesting on the third anniversary of the grant date, subject to continued employment with the Issuer.
  • [F3]Shares withheld to cover income taxes related to the vesting of 8,800 RSUs on March 2, 2017.
  • [F4]Shares withheld to cover the income taxes related to the vesting of 3,062 PVUs on March 2, 2017.
  • [F5]Shares withheld to cover income taxes related to the vesting of 9,067 RSUs on March 3, 2017.
  • [F6]Does not include 126,667 exercisable stock options or 3,155 unvested PVUs.

Issuer

WEST MARINE INC

CIK 0000912833

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000912833

Filing Metadata

Form type
4
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 6:28 PM ET
Size
14.2 KB