SCHAWK INC 4
4 · SCHAWK INC · Filed Jul 29, 2014
Insider Transaction Report
Form 4
SCHAWK INCSGK
SCHAWK CLARENCE W
DirectorChairman10% Owner
Transactions
- Gift
Common Stock
2014-06-19−936,501→ 600,000 total(indirect: By Spouse) - Disposition to Issuer
Common Stock
2014-07-29−2,998,731→ 0 total - Gift
Common Stock
2014-06-19+936,501→ 2,998,731 total - Disposition to Issuer
Common Stock
2014-07-29−3,483,540→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2014-07-29−600,000→ 0 total(indirect: By Spouse)
Footnotes (4)
- [F1]Includes shares held in a revocable trust and 1,300,000 shares held in the Clarence W. Schawk 2013 GRAT.
- [F2]This report does not reflect shares held by a tax exempt section 501(c)(3) charitable trust for which the reporting person and his spouse serve as trustees as the reporting person holds no pecuniary interest in the shares owned by the charitable trust.
- [F3]Disposed of pursuant to the Agreement and Plan of Merger and Reorganization among Matthews International Corporation ("Matthews"), Moonlight Merger Sub Corp., Moonlight Merger Sub LLC, and the Issuer, dated as of March 16, 2014, pursuant to which each outstanding share of the Issuer's common stock was converted into the right to receive (i) $11.80 in cash, without interest, plus (ii) 0.20582 of a share of Matthews common stock at the effective time of the merger.
- [F4]Represents shares held by grantor trusts for the benefit of the reporting person's children for which the reporting person's spouse serves as trustee.