4//SEC Filing
Gruneich Kevin 4
Accession 0000913849-18-000379
CIK 0001002037other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 5:31 PM ET
Size
9.1 KB
Accession
0000913849-18-000379
Insider Transaction Report
Form 4
KEVIN ROSS GRUNEICH LEGACY TRUST
10% Owner
Transactions
- Other
Convertible Promissory Note
2018-10-01+1,000,000→ 3,000,000 total(indirect: By Trust)Exercise: $1.00From: 2018-10-01Exp: 2028-06-29→ Common Stock (1,000,000 underlying)
GRUNEICH DONNA
10% Owner
Transactions
- Other
Convertible Promissory Note
2018-10-01+1,000,000→ 3,000,000 total(indirect: By Trust)Exercise: $1.00From: 2018-10-01Exp: 2028-06-29→ Common Stock (1,000,000 underlying)
Gruneich Kevin
Director10% Owner
Transactions
- Other
Convertible Promissory Note
2018-10-01+1,000,000→ 3,000,000 total(indirect: By Trust)Exercise: $1.00From: 2018-10-01Exp: 2028-06-29→ Common Stock (1,000,000 underlying)
Footnotes (2)
- [F1]Reflects an increase in the number of shares into which the convertible promissory note may convert due to a $1,000,000 draw by the Issuer under the associated line of credit agreement.
- [F2]These securities are held by The Kevin Ross Gruneich Legacy Trust (the "Legacy Trust") for which the designated Reporting Person's spouse, Donna Grunreich, serves as Trustee. Each of Kevin Gruneich and Donna Gruneich disclaims beneficial ownership of the securities held by the Legacy Trust except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
LEARNING TREE INTERNATIONAL, INC.
CIK 0001002037
Entity typeother
Related Parties
1- filerCIK 0001322844
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 5:31 PM ET
- Size
- 9.1 KB