Home/Filings/4/0000914062-11-000178
4//SEC Filing

Montgomery J Leo 4

Accession 0000914062-11-000178

CIK 0001170816other

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 2:27 PM ET

Size

7.5 KB

Accession

0000914062-11-000178

Insider Transaction Report

Form 4
Period: 2011-03-28
Transactions
  • Disposition to Issuer

    Common Stock Warrant (right to buy)

    2011-03-28500,0000 total
    Exercise: $2.76From: 2006-04-12Exp: 2016-04-12Common Stock (500,000 underlying)
  • Award

    Stock Option

    2011-03-28+500,000500,000 total
    Exercise: $0.31From: 2011-03-28Exp: 2016-04-12Common Stock (500,000 underlying)
Footnotes (1)
  • [F1]The reporting person agreed to cancellation of an common stock warrant granted to him on April 12, 2006, in exchange for a stock option having a lower exercise price.

Issuer

EAU TECHNOLOGIES, INC.

CIK 0001170816

Entity typeother

Related Parties

1
  • filerCIK 0001417114

Filing Metadata

Form type
4
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 2:27 PM ET
Size
7.5 KB