Home/Filings/4/0000914062-11-000184
4//SEC Filing

Stapley Joseph 4

Accession 0000914062-11-000184

CIK 0001170816other

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 2:38 PM ET

Size

16.5 KB

Accession

0000914062-11-000184

Insider Transaction Report

Form 4
Period: 2011-03-28
Stapley Joseph
SVP of Invest.Rel. & Bus. Dev.
Transactions
  • Disposition to Issuer

    Stock Option

    2011-03-28159,2300 total
    Exercise: $1.30From: 2008-12-06Exp: 2017-12-06Common Stock (159,230 underlying)
  • Disposition to Issuer

    Stock Option

    2011-03-2825,0000 total
    Exercise: $2.45From: 2005-06-01Exp: 2015-06-01Common Stock (25,000 underlying)
  • Award

    Stock Option

    2011-03-28+159,230159,230 total
    Exercise: $0.31From: 2011-03-28Exp: 2017-12-06Common Stock (159,230 underlying)
  • Award

    Stock Option

    2011-03-28+25,00025,000 total
    Exercise: $0.31From: 2011-03-28Exp: 2015-05-27Common Stock (25,000 underlying)
  • Award

    Stock Option

    2011-03-28+25,00025,000 total
    Exercise: $0.31From: 2011-03-28Exp: 2015-06-01Common Stock (25,000 underlying)
  • Disposition to Issuer

    Stock Option

    2011-03-2825,0000 total
    Exercise: $3.50From: 2005-05-26Exp: 2015-05-27Common Stock (25,000 underlying)
Footnotes (4)
  • [F1]The reporting person agreed to cancellation of an option granted to him on December 6, 2007, in exchange for a new option having a lower exercise price.
  • [F2]The reporting person agreed to cancellation of an option granted to him on December 6, 2007, in exchange for a new option having a lower exercise price.
  • [F3]Stock options vest in 25% increments beginning on first anniversary of grant date.
  • [F4]The reporting person agreed to cancellation of an option granted to him on May 26, 2005, in exchange for a new option having a lower exercise price.

Issuer

EAU TECHNOLOGIES, INC.

CIK 0001170816

Entity typeother

Related Parties

1
  • filerCIK 0001389009

Filing Metadata

Form type
4
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 2:38 PM ET
Size
16.5 KB