Stapley Joseph 4

4 · EAU TECHNOLOGIES, INC. · Filed Mar 30, 2011

Form 4

Period: 2011-03-28

SVP of Invest.Rel. & Bus. Dev.

Transactions

Disposition to Issuer
Stock Option
2011-03-28−159,230→ 0 total
Exercise: $1.30From: 2008-12-06Exp: 2017-12-06→ Common Stock (159,230 underlying)
Disposition to Issuer
Stock Option
2011-03-28−25,000→ 0 total
Exercise: $2.45From: 2005-06-01Exp: 2015-06-01→ Common Stock (25,000 underlying)
Award
Stock Option
2011-03-28+159,230→ 159,230 total
Exercise: $0.31From: 2011-03-28Exp: 2017-12-06→ Common Stock (159,230 underlying)
Award
Stock Option
2011-03-28+25,000→ 25,000 total
Exercise: $0.31From: 2011-03-28Exp: 2015-05-27→ Common Stock (25,000 underlying)
Award
Stock Option
2011-03-28+25,000→ 25,000 total
Exercise: $0.31From: 2011-03-28Exp: 2015-06-01→ Common Stock (25,000 underlying)
Disposition to Issuer
Stock Option
2011-03-28−25,000→ 0 total
Exercise: $3.50From: 2005-05-26Exp: 2015-05-27→ Common Stock (25,000 underlying)

Footnotes (4)

[F1]The reporting person agreed to cancellation of an option granted to him on December 6, 2007, in exchange for a new option having a lower exercise price.
[F2]The reporting person agreed to cancellation of an option granted to him on December 6, 2007, in exchange for a new option having a lower exercise price.
[F3]Stock options vest in 25% increments beginning on first anniversary of grant date.
[F4]The reporting person agreed to cancellation of an option granted to him on May 26, 2005, in exchange for a new option having a lower exercise price.

Documents

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