IMMTECH INTERNATIONAL INC 4
4 · IMMTECH INTERNATIONAL INC · Filed Nov 7, 2003
Insider Transaction Report
Form 4
THOMPSON T STEPHEN
DirectorCEO and President
Transactions
- Award
Incentive Stock Option (Right to Buy)
2003-11-06$21.66/sh+40,000$866,400→ 220,816 totalExercise: $21.66Exp: 2013-11-05→ Common Stock, $0.01 par value (40,000 underlying)
Footnotes (3)
- [F1]The option vests in equal monthly installments over 24 months.
- [F2]Includes: 45,249 shares of Common Stock issuable upon the conversion of Series A Convertible Preferred Stock, 12,500 shares of Common Stock upon the conversion of Series B Convertible Preferred Stock, 25,000 shares of Common Stock issuable upon the exercise of warrants as follows: warrant to purchase 20,000 shares of Common Stock at $6.00 per share by February 14, 2007 only after the Series A Convertible Preferred Stock has been converted and vested warrant to purchase 5,000 shares of Common Stock at $6.125 per share by September 25, 2007, and 138,067 shares of Common Stock issuable upon the exercise of options as follows: vested option to purchase 8,872 shares of Common Stock at $0.46 per share by March 21, 2006, vested option to purchase 14,195 shares of Common Stock at $1.74 per share by April 16, 2008, an option to purchase 75,000 shares of Common Stock at $2.55 per share by December 24, 2012 (options vest in equal monthly installments over 3 years
- [F3][continuation of Footnote 2] an option to purchase 75,000 shares of Common Stock at $2.55 per share by December 24, 2012 (options vest in equal monthly installments over 3 years from date of grant) and option to purchase 40,000 shares of Common Stock at $21.66 per share by November 5, 2013 (options vest in equal monthly installments over 24 months from date of grant).