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IMMTECH INTERNATIONAL INC 4

Accession 0000914121-03-001494

CIK 0000882509operating

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 5:21 PM ET

Size

6.9 KB

Accession

0000914121-03-001494

Insider Transaction Report

Form 4
Period: 2003-11-06
THOMPSON T STEPHEN
DirectorCEO and President
Transactions
  • Award

    Incentive Stock Option (Right to Buy)

    2003-11-06$21.66/sh+40,000$866,400220,816 total
    Exercise: $21.66Exp: 2013-11-05Common Stock, $0.01 par value (40,000 underlying)
Footnotes (3)
  • [F1]The option vests in equal monthly installments over 24 months.
  • [F2]Includes: 45,249 shares of Common Stock issuable upon the conversion of Series A Convertible Preferred Stock, 12,500 shares of Common Stock upon the conversion of Series B Convertible Preferred Stock, 25,000 shares of Common Stock issuable upon the exercise of warrants as follows: warrant to purchase 20,000 shares of Common Stock at $6.00 per share by February 14, 2007 only after the Series A Convertible Preferred Stock has been converted and vested warrant to purchase 5,000 shares of Common Stock at $6.125 per share by September 25, 2007, and 138,067 shares of Common Stock issuable upon the exercise of options as follows: vested option to purchase 8,872 shares of Common Stock at $0.46 per share by March 21, 2006, vested option to purchase 14,195 shares of Common Stock at $1.74 per share by April 16, 2008, an option to purchase 75,000 shares of Common Stock at $2.55 per share by December 24, 2012 (options vest in equal monthly installments over 3 years
  • [F3][continuation of Footnote 2] an option to purchase 75,000 shares of Common Stock at $2.55 per share by December 24, 2012 (options vest in equal monthly installments over 3 years from date of grant) and option to purchase 40,000 shares of Common Stock at $21.66 per share by November 5, 2013 (options vest in equal monthly installments over 24 months from date of grant).

Issuer

IMMTECH INTERNATIONAL INC

CIK 0000882509

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000882509

Filing Metadata

Form type
4
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 5:21 PM ET
Size
6.9 KB