4//SEC Filing
IMMTECH INTERNATIONAL INC 4
Accession 0000914121-04-001882
CIK 0000882509operating
Filed
Sep 9, 8:00 PM ET
Accepted
Sep 10, 5:05 PM ET
Size
7.3 KB
Accession
0000914121-04-001882
Insider Transaction Report
Form 4
THOMPSON T STEPHEN
DirectorCEO and President
Transactions
- Award
Incentive Stock Option (Right to Buy)
2004-09-08+30,000→ 250,816 totalExercise: $9.41Exp: 2014-09-07→ Common Stock, $0.01 par value (30,000 underlying)
Footnotes (3)
- [F1]The option vests in 24 equal monthly installments from date of grant.
- [F2]Includes: 45,249 shares of Common Stock issuable upon the conversion of Series A Convertible Preferred Stock, 12,500 shares of Common Stock upon the conversion of Series B Convertible Preferred Stock, 25,000 shares of Common Stock issuable upon the exercise of warrants as follows: warrant to purchase 20,000 shares of Common Stock at $6.00 per share by February 14, 2007 only after the Series A Convertible Preferred Stock has been converted and vested warrant to purchase 5,000 shares of Common Stock at $6.125 per share by September 25, 2007, and 168,067 shares of Common Stock issuable upon the exercise of options as follows: vested option to purchase 8,872 shares of Common Stock at $0.46 per share by March 21, 2006, vested option to purchase 14,195 shares of Common Stock at $1.74 per share by April 16, 2008, an option to purchase 75,000 shares of Common Stock at $2.55 per share by December 24, 2012 (45,837 shares beneficially as of (CONTINUED IN FOOTNOTE #3)
- [F3](CONTINUED FROM FOOTNOTE #2) 9/10/04, options vest in equal monthly installments over 3 years from date of grant), option to purchase 40,000 shares of Common Stock at $21.66 per share by November 5, 2013 (20,000 shares beneficially as of 9/10/04, options vest in 24 equal monthly installments from date of grant), and option to purchase 30,000 shares of Common Stock at $9.41 per share by September 7, 2014 (options vest in 24 equal monthly installments from date of grant).
Documents
Issuer
IMMTECH INTERNATIONAL INC
CIK 0000882509
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000882509
Filing Metadata
- Form type
- 4
- Filed
- Sep 9, 8:00 PM ET
- Accepted
- Sep 10, 5:05 PM ET
- Size
- 7.3 KB