5//SEC Filing
THOMPSON T STEPHEN 5
Accession 0000914121-05-000999
CIK 0000882509other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 5:25 PM ET
Size
11.4 KB
Accession
0000914121-05-000999
Insider Transaction Report
Form 5
THOMPSON T STEPHEN
DirectorCEO and President
Transactions
- Gift
Common Stock, $0.01 par value
2004-12-22−600→ 492,694 total - Gift
Common Stock, $0.01 par value
2004-12-22−289→ 492,694 total - Gift
Common Stock, $0.01 par value
2004-12-22−450→ 492,694 total
Footnotes (6)
- [F1]Gift to Bucknell University
- [F2]Gift to First Presbyterian Church
- [F3]Gift to The Hotchkiss School
- [F4]Gift to High Mountain Institute
- [F5]Includes (i) 283,539 shares of Common Stock, of which 3,000 shares are beneficially owned by reporting person's wife, (ii) 45,249 shares of Common Stock issuable upon the conversion of Series A Convertible Preferred Stock, (iii) 12,500 shares of Common Stock upon the conversion of Series B Convertible Preferred Stock, (iv) 25,000 shares of Common Stock issuable upon the exercise of warrants as follows: vested warrant to purchase 20,000 shares of common stock at $6.00 per share by February 14, 2007 (only after the series A preferred stock has been converted) and vested warrant to purchase 5,000 shares of Common Stock at $6.125 per share by September 25, 2007, and (continued on footnote 6)
- [F6](v) 126,406 shares of Common Stock issuable upon the exercise of options as follows: vested option to purchase 8,872 shares of Common Stock at $0.46 per share by March 21, 2006, vested option to purchase 14,195 shares of Common Stock at $1.74 per share by April 16, 2008, the vested portion of 60,422 shares of an option to purchase 75,000 shares of Common Stock at $2.55 per share by December 24, 2012 (option vests in 36 equal monthly installments from date of grant), the vested portion of 31,667 shares of an option to purchase 40,000 shares of Common Stock at $21.66 per share by November 5, 2013 (option vests in 24 equal monthly installments from date of grant) and the vested portion of 11,250 shares of an option to purchase 30,000 shares of Common Stock at $9.41 per share by September 7, 2014 (option vests in 24 equal monthly installments from date of grant).
Documents
Issuer
IMMTECH INTERNATIONAL INC
CIK 0000882509
Entity typeother
Related Parties
1- filerCIK 0001106292
Filing Metadata
- Form type
- 5
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 5:25 PM ET
- Size
- 11.4 KB