4//SEC Filing
GLENCORE FINANCE AG 4
Accession 0000914121-05-001133
CIK 0000716823other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 4:46 PM ET
Size
11.2 KB
Accession
0000914121-05-001133
Insider Transaction Report
Form 4
GLENCORE INTERNATIONAL AG
10% Owner
Transactions
- Other
Series B Convertible Preferred Stock
2005-05-11$200.00/sh−62,500$12,500,000→ 287,500 totalExercise: $1.75From: 2004-06-10Exp: 2011-06-10→ Common Stock (7,142,857 underlying)
GLENCORE HOLDING AG
10% Owner
Transactions
- Other
Series B Convertible Preferred Stock
2005-05-11$200.00/sh−62,500$12,500,000→ 287,500 totalExercise: $1.75From: 2004-06-10Exp: 2011-06-10→ Common Stock (7,142,857 underlying)
GLENCORE FINANCE AG
10% Owner
Transactions
- Other
Series B Convertible Preferred Stock
2005-05-11$200.00/sh−62,500$12,500,000→ 287,500 totalExercise: $1.75From: 2004-06-10Exp: 2011-06-10→ Common Stock (7,142,857 underlying)
Footnotes (3)
- [F1]Original conversion price of $2.00 will be reset to $1.75 on June 30, 2005 pursuant to the terms and conditions of the Certificate of Designation governing the Series B Convertible Preferred Stock. A copy of this Certificate of Designation is attached as Exhibit 3.2 to the Registration Statement filed on Form S-8 by Milacron Inc. on June 11, 2004.
- [F2]Pursuant to a Participation Agreement, dated March 16, 2004, between Glencore Finance AG and Triage Offshore Fund, Ltd., Glencore Finance AG sold an undivided participation interest of 17.8571428% of all securities issued by Milacron to Glencore Finance AG pursuant to the Note Purchase Agreement, dated March 12, 2004, by and among Milacron, Glencore Finance AG and Mizuho International plc. A copy of the Note Purchase Agreement is attached as Exhibit 10.49 to the Annual Report on Form 10-K filed on March 15, 2004 by Milacron Inc. for the fiscal year ended December 31, 2003. A copy of the letter agreement, dated April 5, 2004, amending the Note Purchase Agreement, is attached as Exhibit 99.1 to the Current Report on Form 8-K filed on April 5, 2004. (continued in footnote 3)
- [F3](footnote 2 continued) A copy of the letter agreement, dated June 7, 2004, further amending the Note Purchase Agreement is attached as Exhibit 10.33 on the Registration Statement on Form S-1 filed on June 25, 2004 by Milacron, Inc. A copy of the participation agreement is attached as Exhibit 6 to the Amendment No. 1 to Schedule 13D filed on June 10, 2004 by Glencore Finance AG, Glencore International AG, Glencore Holding AG, Mizuho International plc and Mizuho Securities Co., Ltd. On June 1, 2005, Glencore Finance terminated the Participation Agreement and transferred 62,500 shares of the Series B Convertible Preferred Stock to Triage Offshore Fund, Ltd. and certain of its affiliates.
Documents
Issuer
MILACRON INC
CIK 0000716823
Entity typeother
IncorporatedSwitzerland
Related Parties
1- filerCIK 0001284714
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 4:46 PM ET
- Size
- 11.2 KB