4//SEC Filing
THOMPSON T STEPHEN 4
Accession 0000914121-06-001280
CIK 0000882509other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 6:20 PM ET
Size
9.0 KB
Accession
0000914121-06-001280
Insider Transaction Report
Form 4
THOMPSON T STEPHEN
DirectorCEO and President
Transactions
- Exercise of In-Money
Stock Option (Right to Buy)
2006-05-01$7.35/sh+56,000$411,600→ 242,785 totalExercise: $7.35Exp: 2012-05-01→ Common Stock, $0.01 par value (56,000 underlying) - Award
Common Stock
2006-05-01$7.35/sh+5,000$36,750→ 298,308 total
Footnotes (3)
- [F1]Includes (i) 293,308 shares of Common Stock, of which 3,000 shares are beneficially owned by reporting person's wife and (ii) 5,000 shares of restricted common stock that vests subject to milestones.
- [F2]Includes (i) 45,249 shares of Common Stock issuable upon the conversion of Series A Convertible Preferred Stock, (ii) 12,500 shares of Common Stock upon the conversion of Series B Convertible Preferred Stock, (iii) 2,841 shares of Common Stock upon the conversion of Series E Convertible Preferred Stock, (iv) 25,500 shares of Common Stock issuable upon the exercise of warrants as follows: vested warrant to purchase 20,000 shares of common stock at $6.00 per share by February 14, 2007 (only after the series A preferred stock has been converted), vested warrant to purchase 5,000 shares of Common Stock at $6.125 per share by September 25, 2007, and vested warrant to purchase 500 shares of Common Stock at $10.00 per share by December 13, 2008, and (continued in F3)
- [F3](continued from F2) (v) 156,695 shares of Common Stock issuable upon the exercise of options as follows: vested option to purchase 14,195 shares of Common Stock at $1.74 per share by April 16, 2008, vested option to purchase 75,000 shares of Common Stock at $2.55 per share by December 24, 2012, vested option to purchase 40,000 shares of Common Stock at $21.66 per share by November 5, 2013, the vested portion of 27,500 shares of an option to purchase 30,000 shares of Common Stock at $9.41 per share by September 7, 2014 (option vests in 24 equal monthly installments from date of grant), and the vested portion of 0 shares of an option to purchase 56,000 shares of Common Stock at $7.35 per share by May 1, 2012 (options subject to milestones from date of grant).
Documents
Issuer
IMMTECH PHARMACEUTICALS, INC.
CIK 0000882509
Entity typeother
Related Parties
1- filerCIK 0001106292
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 6:20 PM ET
- Size
- 9.0 KB