4//SEC Filing
IMMTECH PHARMACEUTICALS, INC. 4
Accession 0000914121-06-002508
CIK 0000882509operating
Filed
Jul 30, 8:00 PM ET
Accepted
Jul 31, 5:34 PM ET
Size
8.8 KB
Accession
0000914121-06-002508
Insider Transaction Report
Form 4
SORKIN ERIC L
Director
Transactions
- Exercise Out-of-Money
Common Stock Warrant Exercise
2006-07-31$6.00/sh−5,000$30,000→ 373,130 totalExercise: $6.00From: 2002-02-14→ Common Stock, $0.01 par value (5,000 underlying) - Exercise Out-of-Money
Common Stock, $0.01 par value
2006-07-31$6.00/sh+5,000$30,000→ 427,111 total
Footnotes (3)
- [F1]Includes (i) 53,981 shares of Common Stock, (ii) 20,362 shares of Common Stock issuable upon the conversion of Series A Convertible Preferred Stock, (iii) 53,267 shares of Common Stock issuable upon the conversion of Series E Convertible Preferred Stock, (iv) 221,500 shares of Common Stock issuable upon the exercise of warrants as follows: (a) vested warrant to purchase 36,923 shares of common stock at $6.47 per share by July 24, 2008, (b) vested warrant to purchase 173,077 shares of Common Stock at $6.47 per share by October 12, 2008, (c) vested warrant to purchase 4,000 shares of Common Stock at $6.00 per share by February 14, 2007 and (d) vested warrant to purchase 7,500 shares of Common Stock at $10.00 per share by December 13, 2008, and (vi) 78,001 shares of Common Stock issuable upon the exercise of options as follows: (TO BE CONTINUED IN FOOTNOTE #2)
- [F2](CONTINUED FROM FOOTNOTE #1) (a) vested option to purchase 27,000 shares of Common Stock at $4.75 per share by December 18, 2006, (b) vested option to purchase 22,000 shares of Common Stock at $14.29 per share by February 1, 2014, (c) vested option to purchase 972 shares of Common Stock at $2.55 per share by December 24, 2007 (d) vested portion of 21,084 shares of an option to purchase 22,000 shares of Common Stock at $11.03 per share by November 15, 2014 (option vests in 24 equal monthly installments from date of grant) and (e) vested portion of 6,945 shares of an option to purchase 20,834 shares of Common Stock at $7.85 per share by January 24, 2016 (option vests in 24 equal monthly installments from date of grant.
- [F3]Not applicable.
Documents
Issuer
IMMTECH PHARMACEUTICALS, INC.
CIK 0000882509
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000882509
Filing Metadata
- Form type
- 4
- Filed
- Jul 30, 8:00 PM ET
- Accepted
- Jul 31, 5:34 PM ET
- Size
- 8.8 KB