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4//SEC Filing

KOCH DAVID A 4

Accession 0000914190-05-000284

CIK 0000924717other
View on SEC.govCompany Profile

Filed

Jul 27, 8:00 PM ET

Accepted

Jul 28, 2:45 PM ET

Size

18.3 KB

Accession

0000914190-05-000284

Insider Transaction Report

Form 4
Period: 2005-07-26
SURMODICS INCSRDX
KOCH DAVID A
Director
Transactions
  • Gift

    Common Stock

    2005-06-10−10,000→ 743,220 total
  • Gift

    Common Stock

    2005-04-28−21,000→ 753,220 total
  • Exercise/Conversion

    Common Stock

    2005-07-26$2.50/sh+40,000$100,000→ 783,220 total
  • Exercise/Conversion

    Director Stock Option (Right to Buy)

    2005-07-26−40,000→ 0 total
    Exercise: $2.50Exp: 2005-09-18→ Common Stock (40,000 underlying)
Holdings

  • Director Stock Option (Right to Buy)

    Exercise: $6.56Exp: 2009-05-17→ Common Stock (9,000 underlying)
    9,000

  • Director Stock Option (Right to Buy)

    Exercise: $21.82Exp: 2014-05-17→ Common Stock (5,000 underlying)
    5,000

  • Director Stock Option (Right to Buy)

    Exercise: $25.09Exp: 2010-09-18→ Common Stock (2,000 underlying)
    2,000

  • Common Stock

    (indirect: By Trust)
    172,000

  • Director Stock Option (Right to Buy)

    Exercise: $34.85Exp: 2011-11-21→ Common Stock (1,000 underlying)
    1,000
Footnotes (7)
  • [F1]These shares are owned by a trust established under the will of Clarissa L. Gray. The wife and children of David A. Koch are among the beneficiaries of the trust. The trustees of the trust are David A. Koch, Paul M. Torgerson and U.S. Bank Trust National Association SD.
  • [F2]Exercisable in annual increments of 1,800 shares each commencing 5/17/99.
  • [F3]Exercisable in annual increments of 8,000 shares each coommencing 9/18/95.
  • [F4]Exercisable in annual increments of 400 shares each commencing 9/18/00.
  • [F5]Exercisable in annual increments of 200 shares each commencing 11/21/01.
  • [F6]Exercisable in annual increments of 400 shares each commencing 3/17/03.
  • [F7]Exercisable in annual increments of 1,000 shares each commencing 5/17/04.

Documents

1 file

Issuer

SURMODICS INC

CIK 0000924717

→
Entity typeother

Related Parties

1
  • filerCIK 0001066677

Filing Metadata

Form type
4
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 2:45 PM ET
Size
18.3 KB
View on SEC.gov