SURMODICS INC 5
5 · SURMODICS INC · Filed Nov 13, 2006
Insider Transaction Report
Form 5
SURMODICS INCSRDX
KOCH DAVID A
Director
Transactions
- Gift
Common Stock
2006-08-03−32,000→ 0 total(indirect: By Spouse)
Holdings
- 1,000
Director Stock Option (Right to Buy)
Exercise: $34.85Exp: 2011-11-21→ Common Stock (1,000 underlying) - 742,683
Common Stock
- 5,000
Director Stock Option (Right to Buy)
Exercise: $21.82Exp: 2014-05-17→ Common Stock (5,000 underlying) - 140,000(indirect: By Trust)
Common Stock
- 9,000
Director Stock Option (Right to Buy)
Exercise: $6.56Exp: 2009-05-17→ Common Stock (9,000 underlying) - 2,000
Director Stock Option (Right to Buy)
Exercise: $25.09Exp: 2010-09-18→ Common Stock (2,000 underlying)
Footnotes (7)
- [F1]These shares are owned by a trust established under the will of Clarissa L. Gray. The wife and children of David A. Koch are among the beneficiaries of the trust. The trustees of the trust are David A. Koch, Paul M. Torgerson and U.S. Bank Trust National Association SD.
- [F2]Exercisable in annual increments of 1,800 shares each commencing 5/17/99.
- [F3]Exercisable in annual increments of 400 shares each commencing 9/18/00.
- [F4]Exercisable in annual increments of 200 shares each commencing 11/21/01.
- [F5]Exercisable in annual increments of 400 shares each commencing 3/17/03.
- [F6]Exercisable in annual increments of 1,000 shares each commencing 5/17/04.
- [F7]Exercisable in annual increments of 1,000 shares each commencing 11/14/05.