Rubin Jonathan David 4
4 · BROADWIND ENERGY, INC. · Filed May 1, 2009
Insider Transaction Report
Form 4
Rubin Jonathan David
General Counsel
Transactions
- Award
Common Stock
2009-04-29$7.78/sh+8,980$69,864→ 51,399 total - Award
Stock Option (Right to Buy)
2009-04-29+18,719→ 18,719 totalExercise: $7.78Exp: 2009-04-29→ Common Stock (18,719 underlying)
Holdings
- 75,000
Stock Option (Right to Buy)
Exercise: $18.20Exp: 2018-07-02→ Common Stock (75,000 underlying)
Footnotes (3)
- [F1]Includes 25,000 shares of restricted stock units that vest in 5,000 share increments on each of 10/17/09, 10/17/10, 10/17/11, 10/17/12 and 10/17/13; and also includes 8,980 shares of restricted stock units that vest in 2,245 share increments on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13.
- [F2]15,000 shares vest on each of 7/2/09, 7/2/10, 7/2/11, 7/2/12 and 7/2/13.
- [F3]4,680 shares vest on each of 4/29/10, 4/29/11 and 4/29/12, and 4,679 shares vest on 4/29/13.