4//SEC Filing
BROADWIND ENERGY, INC. 4
Accession 0000914190-09-000709
$BWENCIK 0001120370operating
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 6:02 PM ET
Size
8.3 KB
Accession
0000914190-09-000709
Insider Transaction Report
Form 4
Rubin Jonathan David
General Counsel
Transactions
- Tax Payment
Common Stock
2009-10-17$7.29/sh−1,400$10,206→ 49,999 total
Holdings
- 18,719
Stock Option (Right to Buy)
Exercise: $7.78Exp: 2009-04-29→ Common Stock (18,719 underlying) - 75,000
Stock Option (Right to Buy)
Exercise: $18.20Exp: 2018-07-02→ Common Stock (75,000 underlying)
Footnotes (3)
- [F1]Includes 20,000 shares of restricted stock units that vest in 5,000 share increments on each of 10/17/10, 10/17/11, 10/17/12 and 10/17/13; and also includes 8,980 shares of restricted stock units that vest in 2,245 share increments on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13.
- [F2]15,000 shares vest on each of 7/2/09, 7/2/10, 7/2/11, 7/2/12 and 7/2/13.
- [F3]4,680 shares vest on each of 4/29/10, 4/29/11 and 4/29/12, and 4,679 shares vest on 4/29/13.
Documents
Issuer
BROADWIND ENERGY, INC.
CIK 0001120370
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120370
Filing Metadata
- Form type
- 4
- Filed
- Oct 19, 8:00 PM ET
- Accepted
- Oct 20, 6:02 PM ET
- Size
- 8.3 KB