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4//SEC Filing

BROADWIND ENERGY, INC. 4

Accession 0000914190-09-000710

$BWENCIK 0001120370operating

Filed

Oct 20, 8:00 PM ET

Accepted

Oct 21, 6:20 PM ET

Size

9.1 KB

Accession

0000914190-09-000710

Insider Transaction Report

Form 4
Period: 2009-10-19
Drecoll John Cameron
DirectorChief Executive Officer
Transactions
  • Sale

    Common Stock

    2009-10-21$7.21/sh2,700$19,47512,554,468 total
  • Sale

    Common Stock

    2009-10-19$7.35/sh25,200$185,33812,567,368 total
  • Sale

    Common Stock

    2009-10-20$7.31/sh10,200$74,56212,557,168 total
Footnotes (3)
  • [F1]Sales effected pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2009.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.49, inclusive.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.20 to $7.255, inclusive. The reporting person undertakes to provide Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) in this Form 4.

Issuer

BROADWIND ENERGY, INC.

CIK 0001120370

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001120370

Filing Metadata

Form type
4
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 6:20 PM ET
Size
9.1 KB