BROADWIND ENERGY, INC.·4

Dec 21, 5:08 PM ET

Moller Lars 4

4 · BROADWIND ENERGY, INC. · Filed Dec 21, 2009

Insider Transaction Report

Form 4
Period: 2009-12-17
Moller Lars
Exec VP and COO
Transactions
  • Tax Payment

    Common Stock

    2009-12-17$8.63/sh14,000$120,82060,839 total
  • Award

    Common Stock

    2009-12-17+50,00074,839 total
Holdings
  • Stock Option (Right to Buy)

    Exercise: $8.10Exp: 2017-10-22Common Stock (500,000 underlying)
    500,000
  • Stock Option (Right to Buy)

    Exercise: $7.78Exp: 2019-04-29Common Stock (41,356 underlying)
    41,356
Footnotes (4)
  • [F1]Includes 19,839 shares of restricted stock units that vest in 4,960 share increments on each of 4/29/10, 4/29/11 and 4/29/12 and 4,959 shares that vest on 4/29/13.
  • [F2]The reporting person has elected to satisfy his tax withholding obligation in connection with the restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the grant.
  • [F3]100,000 shares shall vest on each of 10/22/08, 10/22/09, 10/22/10, 10/22/11 and 10/22/12.
  • [F4]10,339 shares shall vest on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT