Home/Filings/4/0000914190-09-000788
4//SEC Filing

Moller Lars 4

Accession 0000914190-09-000788

CIK 0001120370other

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 5:08 PM ET

Size

10.0 KB

Accession

0000914190-09-000788

Insider Transaction Report

Form 4
Period: 2009-12-17
Moller Lars
Exec VP and COO
Transactions
  • Tax Payment

    Common Stock

    2009-12-17$8.63/sh14,000$120,82060,839 total
  • Award

    Common Stock

    2009-12-17+50,00074,839 total
Holdings
  • Stock Option (Right to Buy)

    Exercise: $8.10Exp: 2017-10-22Common Stock (500,000 underlying)
    500,000
  • Stock Option (Right to Buy)

    Exercise: $7.78Exp: 2019-04-29Common Stock (41,356 underlying)
    41,356
Footnotes (4)
  • [F1]Includes 19,839 shares of restricted stock units that vest in 4,960 share increments on each of 4/29/10, 4/29/11 and 4/29/12 and 4,959 shares that vest on 4/29/13.
  • [F2]The reporting person has elected to satisfy his tax withholding obligation in connection with the restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the grant.
  • [F3]100,000 shares shall vest on each of 10/22/08, 10/22/09, 10/22/10, 10/22/11 and 10/22/12.
  • [F4]10,339 shares shall vest on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13.

Issuer

BROADWIND ENERGY, INC.

CIK 0001120370

Entity typeother

Related Parties

1
  • filerCIK 0001415900

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 5:08 PM ET
Size
10.0 KB