4//SEC Filing
Rubin Jonathan David 4
Accession 0000914190-10-000175
CIK 0001120370other
Filed
Mar 10, 7:00 PM ET
Accepted
Mar 11, 5:20 PM ET
Size
10.9 KB
Accession
0000914190-10-000175
Insider Transaction Report
Form 4
Rubin Jonathan David
General Counsel
Transactions
- Award
Stock Option (Right to Buy)
2010-03-09+24,095→ 24,095 totalExercise: $5.44Exp: 2020-03-09→ Common Stock (24,095 underlying) - Award
Common Stock
2010-03-09$5.44/sh+12,845$69,877→ 62,947 total
Holdings
- 75,000
Stock Option (Right to Buy)
Exercise: $18.20Exp: 2018-07-02→ Common Stock (75,000 underlying) - 18,719
Stock Option (Right to Buy)
Exercise: $7.78Exp: 2009-04-29→ Common Stock (18,719 underlying)
Footnotes (5)
- [F1]Includes (i) 20,000 shares of restricted stock units that vest in 5,000 share increments on each of 10/17/10, 10/17/11, 10/17/12 and 10/17/13; (ii) 8,980 shares of restricted stock units that vest in 2,245 share increments on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13 and (iii) 12,845 shares of restricted stock units that vest 3,212 shares on 3/9/11 and in 3,211 share increments on each of 3/9/12, 3/9/13 and 3/9/14.
- [F2]Includes 103 shares of common stock acquired under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of December 31, 2009.
- [F3]15,000 shares vest on each of 7/2/09, 7/2/10, 7/2/11, 7/2/12 and 7/2/13.
- [F4]4,680 shares vest on each of 4/29/10, 4/29/11 and 4/29/12, and 4,679 shares vest on 4/29/13.
- [F5]6,024 shares vest on each of 3/9/11, 3/9/12 and 3/9/13; 6,023 shares vest on 3/9/14.
Documents
Issuer
BROADWIND ENERGY, INC.
CIK 0001120370
Entity typeother
Related Parties
1- filerCIK 0001438892
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 7:00 PM ET
- Accepted
- Mar 11, 5:20 PM ET
- Size
- 10.9 KB