4//SEC Filing
Johnson Kevin Edward 4
Accession 0000914190-10-000180
CIK 0001120370other
Filed
Mar 10, 7:00 PM ET
Accepted
Mar 11, 5:26 PM ET
Size
11.0 KB
Accession
0000914190-10-000180
Insider Transaction Report
Form 4
Johnson Kevin Edward
Director of Compliance
Transactions
- Award
Stock Option (Right to Buy)
2010-03-09+13,793→ 13,793 totalExercise: $5.44Exp: 2020-03-09→ Common Stock (13,793 underlying) - Award
Common Stock
2010-03-09$5.44/sh+7,353$40,000→ 20,021 total
Holdings
- 25,000
Stock Option (Right to Buy)
Exercise: $18.20Exp: 2018-07-02→ Common Stock (25,000 underlying) - 6,530
Stock Option (Right to Buy)
Exercise: $7.78Exp: 2019-04-29→ Common Stock (6,530 underlying)
Footnotes (5)
- [F1]Includes (i) 8,000 shares of restricted stock units that vest in 2,000 share increments on each of 10/17/10, 10/17/11, 10/17/12 and 10/17/13; (ii) 3,132 shares of restricted stock units that vest in 783 share increments on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13 and (iii) 7,353 shares of restricted stock units that vest in 1,839 share increments on 3/9/11 and in 1,838 share increments on 3/9/12, 3/9/13 and 3/9/14.
- [F2]Includes 96 shares of common stock acquired under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of December 31, 2009.
- [F3]5,000 shares vest on each of 7/2/09, 7/2/10, 7/2/11, 7/2/12 and 7/2/13.
- [F4]1,633 shares vest on each of 4/29/10 and 4/29/11 and 1,632 shares vest on each of 4/29/12 and 4/29/13.
- [F5]3,449 shares vest on 3/9/11 and 3,448 shares vest on each of 3/9/12, 3/9/13 and 3/9/14.
Documents
Issuer
BROADWIND ENERGY, INC.
CIK 0001120370
Entity typeother
Related Parties
1- filerCIK 0001468227
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 7:00 PM ET
- Accepted
- Mar 11, 5:26 PM ET
- Size
- 11.0 KB