4//SEC Filing
Moller Lars 4
Accession 0000914190-10-000319
CIK 0001120370other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 5:59 PM ET
Size
10.3 KB
Accession
0000914190-10-000319
Insider Transaction Report
Form 4
Moller Lars
Exec VP and COO
Transactions
- Tax Payment
Common Stock
2010-04-29$4.09/sh−1,461$5,975→ 90,640 total
Holdings
- 500,000
Stock Option (Right to Buy)
Exercise: $8.10Exp: 2017-10-22→ Common Stock (500,000 underlying) - 41,356
Stock Option (Right to Buy)
Exercise: $7.78Exp: 2019-04-29→ Common Stock (41,356 underlying) - 57,328
Stock Option (Right to Buy)
Exercise: $5.44Exp: 2020-03-09→ Common Stock (57,328 underlying)
Footnotes (6)
- [F1]The reporting person has elected to satisfy his tax withholding obligation in connection with the restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the grant.
- [F2]Includes (i) 14,879 shares of restricted stock units that vest in 4,960 share increments on each of 4/29/11 and 4/29/12 and 4,959 shares that vest on 4/29/13 and (ii) 30,561 shares of restricted stock units that vest in 7,641 share increments on 3/9/11 and in 7,640 share increments on 3/9/12, 3/9/13 and 3/9/14.
- [F3]Includes an additional 514 shares of common stock acquired under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of March 31, 2010.
- [F4]100,000 shares vest on each of 10/22/08, 10/22/09, 10/22/10, 10/22/11 and 10/22/12.
- [F5]10,339 shares vest on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13.
- [F6]14,332 shares vest on each of 3/9/11, 3/9/12, 3/9/13 and 3/9/14.
Documents
Issuer
BROADWIND ENERGY, INC.
CIK 0001120370
Entity typeother
Related Parties
1- filerCIK 0001415900
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 5:59 PM ET
- Size
- 10.3 KB