Johnson Kevin Edward 4
4 · BROADWIND ENERGY, INC. · Filed May 3, 2010
Insider Transaction Report
Form 4
Johnson Kevin Edward
Director of Compliance
Transactions
- Tax Payment
Common Stock
2010-04-29$4.09/sh−231$945→ 20,098 total
Holdings
- 25,000
Stock Option (Right to Buy)
Exercise: $18.20Exp: 2018-07-02→ Common Stock (25,000 underlying) - 13,793
Stock Option (Right to Buy)
Exercise: $5.44Exp: 2020-03-09→ Common Stock (13,793 underlying) - 6,530
Stock Option (Right to Buy)
Exercise: $7.78Exp: 2019-04-29→ Common Stock (6,530 underlying)
Footnotes (6)
- [F1]The reporting person has elected to satisfy his tax withholding obligation in connection with the restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the grant.
- [F2]Includes (i) 8,000 shares of restricted stock units that vest in 2,000 share increments on each of 10/17/10, 10/17/11, 10/17/12 and 10/17/13; (ii) 2,349 shares of restricted stock units that vest in 783 share increments on each of 4/29/11, 4/29/12 and 4/29/13 and (iii) 7,353 shares of restricted stock units that vest in 1,839 share increments on 3/9/11 and in 1,838 share increments on 3/9/12, 3/9/13 and 3/9/14.
- [F3]Includes an additional 308 shares of common stock acquired under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of March 31, 2010.
- [F4]5,000 shares vest on each of 7/2/09, 7/2/10, 7/2/11, 7/2/12 and 7/2/13.
- [F5]1,633 shares vest on each of 4/29/10 and 4/29/11 and 1,632 shares vest on each of 4/29/12 and 4/29/13.
- [F6]3,449 shares vest on 3/9/11 and 3,448 shares vest on each of 3/9/12, 3/9/13 and 3/9/14.