4//SEC Filing
Miller Sheldon L 4
Accession 0000914190-10-000466
CIK 0000727672other
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 11:41 AM ET
Size
14.4 KB
Accession
0000914190-10-000466
Insider Transaction Report
Form 4
SPECTRASCIENCE INCSCIE.OB
Miller Sheldon L
Director
Transactions
- Purchase
Series C Preferred Stock
2010-06-18+1,970,000→ 1,970,000 totalExercise: $0.20From: 2010-06-18→ Common Stock (1,970,000 underlying) - Purchase
Common Stock Warrants (right to buy)
2010-06-18+985,000→ 985,000 totalExercise: $0.30From: 2010-06-18Exp: 2015-06-18→ Common Stock (985,000 underlying) - Purchase
Common Stock Warrants (right to buy)
2010-06-18+523,078→ 523,078 total(indirect: By LLC)Exercise: $0.30From: 2010-06-18Exp: 2015-06-18→ Common Stock (523,078 underlying) - Purchase
Series C Preferred Stock
2010-06-18+1,046,155→ 1,046,155 total(indirect: By LLC)Exercise: $0.20From: 2010-06-18→ Common Stock (1,046,155 underlying)
Holdings
- 400,000
Stock Option (right to buy)
Exercise: $0.24Exp: 2020-05-21→ Common Stock (400,000 underlying)
Footnotes (5)
- [F1]133,333 shares vest on each of 5/21/11 and 5/21/12; 133,334 shares vest on 5/21/13.
- [F2]The Series C stock has no expiration date.
- [F3]The reported securities are included within 39,400 Issuer Units purchased by the reporting person for $10 per Unit. Each Unit consists of 50 shares of the Issuer's Series C preferred stock and 25 five-year cashless warrants to purchase common stock.
- [F4]The reported securities are included within 29,923.1 Issuer Units purchased by the reporting person for $10 per Unit. Each Unit consists of 50 shares of the Issuer's Series C preferred stock and 25 five-year cashless warrants to purchase common stock.
- [F5]The reporting person has 100% control over the LLC that owns the reported securities.
Documents
Issuer
SPECTRASCIENCE INC
CIK 0000727672
Entity typeother
Related Parties
1- filerCIK 0001493471
Filing Metadata
- Form type
- 4
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 11:41 AM ET
- Size
- 14.4 KB