4//SEC Filing
Miller Sheldon L 4
Accession 0000914190-10-000629
CIK 0000727672other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 3:58 PM ET
Size
15.3 KB
Accession
0000914190-10-000629
Insider Transaction Report
Form 4
SPECTRASCIENCE INCSCIE.OB
Miller Sheldon L
Director
Transactions
- Conversion
Series C Preferred Stock
2010-09-16−1,970,000→ 0 totalExercise: $0.20From: 2010-06-18→ Common Stock (1,970,000 underlying) - Conversion
Series C Preferred Stock
2010-09-16−1,046,155→ 0 total(indirect: By LLC)Exercise: $0.20From: 2010-06-18→ Common Stock (1,046,155 underlying) - Conversion
Common Stock
2010-09-16$0.20/sh+1,970,000$394,000→ 1,970,000 total - Conversion
Common Stock
2010-09-16$0.20/sh+1,046,155$209,231→ 1,046,155 total(indirect: By LLC)
Holdings
- 985,000
Common Stock Warrants (right to buy)
Exercise: $0.30From: 2010-06-18Exp: 2015-06-18→ Common Stock (985,000 underlying) - 523,078(indirect: By LLC)
Common Stock Warrants (right to buy)
Exercise: $0.30From: 2010-06-18Exp: 2015-06-18→ Common Stock (523,078 underlying) - 400,000
Stock Option (right to buy)
Exercise: $0.24Exp: 2020-05-21→ Common Stock (400,000 underlying)
Footnotes (3)
- [F1]133,333 shares vest on each of 5/21/11 and 5/21/12; 133,334 shares vest on 5/21/13.
- [F2]The Series C stock has no expiration date.
- [F3]The reporting person has 100% control over the LLC that owns the reported securities.
Documents
Issuer
SPECTRASCIENCE INC
CIK 0000727672
Entity typeother
Related Parties
1- filerCIK 0001493471
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 3:58 PM ET
- Size
- 15.3 KB