4//SEC Filing
Johnson Kevin Edward 4
Accession 0000914190-10-000645
CIK 0001120370other
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 4:44 PM ET
Size
10.4 KB
Accession
0000914190-10-000645
Insider Transaction Report
Form 4
Johnson Kevin Edward
Director of Compliance
Transactions
- Tax Payment
Common Stock
2010-10-17$2.22/sh−589$1,308→ 19,863 total
Holdings
- 25,000
Stock Option (Right to Buy)
Exercise: $18.20Exp: 2018-07-02→ Common Stock (25,000 underlying) - 13,793
Stock Option (Right to Buy)
Exercise: $5.44Exp: 2020-03-09→ Common Stock (13,793 underlying) - 6,530
Stock Option (Right to Buy)
Exercise: $7.78Exp: 2019-04-29→ Common Stock (6,530 underlying)
Footnotes (6)
- [F1]The reporting person has elected to satisfy his tax withholding obligation in connection with the restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the grant.
- [F2]Includes (i) 6,000 shares of restricted stock units that vest in 2,000 share increments on each of 10/17/11, 10/17/12 and 10/17/13; (ii) 2,349 shares of restricted stock units that vest in 783 share increments on each of 4/29/11, 4/29/12 and 4/29/13 and (iii) 7,353 shares of restricted stock units that vest in 1,839 share increments on 3/9/11 and in 1,838 share increments on 3/9/12, 3/9/13 and 3/9/14.
- [F3]Includes an additional 354 shares of common stock acquired under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of June 30, 2010.
- [F4]5,000 shares vest on each of 7/2/09, 7/2/10, 7/2/11, 7/2/12 and 7/2/13.
- [F5]1,633 shares vest on each of 4/29/10 and 4/29/11 and 1,632 shares vest on each of 4/29/12 and 4/29/13.
- [F6]3,449 shares vest on 3/9/11 and 3,448 shares vest on each of 3/9/12, 3/9/13 and 3/9/14.
Documents
Issuer
BROADWIND ENERGY, INC.
CIK 0001120370
Entity typeother
Related Parties
1- filerCIK 0001468227
Filing Metadata
- Form type
- 4
- Filed
- Oct 18, 8:00 PM ET
- Accepted
- Oct 19, 4:44 PM ET
- Size
- 10.4 KB