Home/Filings/4/0000914190-11-000130
4//SEC Filing

PAPPELBAUM STANLEY J 4

Accession 0000914190-11-000130

CIK 0000727672other

Filed

Feb 28, 7:00 PM ET

Accepted

Mar 1, 4:23 PM ET

Size

11.6 KB

Accession

0000914190-11-000130

Insider Transaction Report

Form 4
Period: 2011-02-25
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-25400,0000 total
    Exercise: $0.38Exp: 2018-11-06Common Stock (400,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2011-02-25+900,000900,000 total
    Exercise: $0.11Exp: 2021-02-24Common Stock (900,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-02-25400,0000 total
    Exercise: $1.09From: 2006-06-15Exp: 2016-06-14Common Stock (400,000 underlying)
Holdings
  • Common Stock

    (indirect: By Professional Health Technologies, Inc.)
    450,000
Footnotes (4)
  • [F1]Mr. Pappelbaum is the executive officer of this company; he disclaims beneficial interest in the shares.
  • [F2]133,333 shares vest on 11/7/09 and 11/7/10, and 133,334 shares vest on 11/7/11.
  • [F3]1/4 of the shares subject to the option vest and become exercisable on February 25, 2011, and 1/36 of the shares subject to the option vest and become exercisable at the end of each monthly period thereafter.
  • [F4]The reporting person agreed to cancellation of options to purchase 800,000 shares to him on February 25, 2011, in exchange for new options to purchase 900,000 shares having a lower exercise price.

Issuer

SPECTRASCIENCE INC

CIK 0000727672

Entity typeother

Related Parties

1
  • filerCIK 0001369456

Filing Metadata

Form type
4
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 4:23 PM ET
Size
11.6 KB