Duprey Peter C. 4
4 · BROADWIND ENERGY, INC. · Filed May 12, 2011
Insider Transaction Report
Form 4
Duprey Peter C.
DirectorPresident and CEO
Transactions
- Purchase
Common Stock
2011-05-12$1.50/sh+20,000$29,998→ 200,000 total
Holdings
- 220,000
Stock Options (Right to Buy)
Exercise: $1.77Exp: 2020-11-15→ Common Stock (220,000 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $1.4993 to $1.50, inclusive. The reporting person undertakes to provide Broadwind Energy, Inc. any security holder of Broadwind Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
- [F2]Represents 180,000 of restricted stock units that vest in 45,000 share increments on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14.
- [F3]55,000 shares vest on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14.