Duprey Peter C. 4
4 · BROADWIND ENERGY, INC. · Filed May 8, 2012
Insider Transaction Report
Form 4
Duprey Peter C.
DirectorPresident and CEO
Transactions
- Award
Stock Option (Right to Buy)
2012-05-04+580,838→ 580,838 totalExercise: $0.34Exp: 2022-05-04→ Common Stock (580,838 underlying) - Award
Common Stock
2012-05-04$0.34/sh+580,838$197,485→ 780,838 total
Holdings
- 220,000
Stock Option (Right to Buy)
Exercise: $1.77Exp: 2020-11-15→ Common Stock (220,000 underlying)
Footnotes (3)
- [F1]Represents 135,000 of restricted stock units that vest in 45,000 share increments on each of 11/15/12, 11/15/13 and 11/15/14 and (ii) 580,838 of restricted stock units that vest in 145,209 share increments on each of 5/4/13 and 5/4/15 and in 145,210 share increments on 5/4/14 and 5/4/16.
- [F2]55,000 shares vest on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14.
- [F3]145,209 shares vest on each of 5/4/13 and 5/4/15 and 145,210 share increments on 5/4/14 and 5/4/16.